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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 10593
    The Retirement Guys FormulaMaumee, OH · 1,155 clientsWealth managerHybridPeak Brokerage Services, LLC, clears through Wells Fargo Clearing Services
    Schwab 100%
    $277M
  2. 10629
    Sutterfield Financial Group, Inc.Bartlesville, OK · 1,129 clientsWealth managerHybridPurshe Kaplan Sterling Investments, Inc., clears through National Financial Services (Fidelity)
    Fidelity 81%
    $274M
  3. 10645
    Legacy CapitalThe Woodlands, TX · 280 clientsWealth managerHybrid
    Schwab 100%
    $273M
  4. 10646
    Reckoner Capital Management LLCNew York, NY · 9 clientsAsset managerHybridRedbird BD, LLC
    BNY 92%
    $273M
  5. 10650
    Uhlmann Investment Management, L.L.C.Skokie, IL · 456 clientsBroker-dealer firmHybridUhlmann Price Securities, LLC
    No custodian reported
    $273M
  6. 10658
    E. A. Horwitz LLCDeerfield, IL · 369 clientsWealth managerWrap sponsorHybrid
    Fidelity 78%
    $273M
  7. 10660
    Dominari IM LLCNew York, NY · 22 clientsPrivate fund adviserHybridDominari Securities LLC
    No custodian reported
    $273M
  8. 10679
    Accrued Equities Inc.Melville, NY · 1 clientsBroker-dealer firmHybrid
    No custodian reported
    $272M
  9. 10685
    Wilmington Trust Asset Management, LLCWilmington, DE · 5 clientsPrivate fund adviserAffiliated broker-dealerM&t Securities, Inc.
    No custodian reported
    $271M
  10. 10687
    Parsonex Advisory Services, Inc.Englewood, CO · 331 clientsBroker-dealer firmHybridParsonex Capital Markets, LLC, Parsonex Securities, Inc.
    No custodian reported
    $271M
  11. 10714
    Wallace Advisory Group, LLCLafayette, CA · 87 clientsWealth managerHybrid
    Schwab 100%
    $269M
  12. 10722
    LAS Olas Capital Wealth LLCFort Lauderdale, FL · 47 clientsAsset managerHybridLAS Olas Capital Partners, LLC
    Schwab 58%UMB Financial Services 42%
    $269M
  13. 10724
    Dunn Capital ManagementStuart, FL · 1 clientsPrivate fund adviserHybridDunn Securities, LLC
    No custodian reported
    $269M
  14. 10734
    Memphis Capital Management, LLCMemphis, TN · 3 clientsPrivate fund adviserHybridStonewall Investments Tennessee Inc.
    No custodian reported
    $269M
  15. 10739
    CWS Capital Partners LLCNewport Beach, CA · 28 clientsPrivate fund adviserHybridClayton, Williams & Sherwood Investments
    No custodian reported
    $268M
  16. 10746
    Tradelink Capital LLCChicago, IL · 2 clientsPrivate fund adviserAffiliated broker-dealerTradelink Securities, LLC, Tradelink Worldwide LTD
    No custodian reported
    $268M
  17. 10752
    LAS Olas Capital Advisors, LLCFort Lauderdale, FL · 7 clientsPrivate fund adviserHybridLAS Olas Capital Partners, LLC
    Schwab 100%
    $267M
  18. 10756
    WIN Advisors, IncPalm Beach Gardens, FL · 1,941 clientsWealth managerHybridAbacus Investments, Inc., GWN Securities Inc., clears through Hilltop Securities
    Pershing 100%
    $267M
  19. 10781
    Echelon GroupBoise, ID · 115 clientsAsset managerHybrid
    Schwab 100%
    $265M
  20. 10786
    Innova AdvisorsCoral Gables, FL · 41 clientsAsset managerHybridAtlantis Global Investors, Auerbach Grayson & Company LLC
    Morgan Stanley 61%Raymond James 39%
    $265M
  21. 10796
    The Salient Zarvona Energy Fund GP, L.P.Houston, TX · 4 clientsPrivate fund adviserHybridSalient Capital L.P.
    No custodian reported
    $264M
  22. 10834
    Timecapital Investor Advisory Services IncPort Jefferson Station, NY · 217 clientsWealth managerHybridTimecapital Securities Corporation
    Pershing 100%
    $262M
  23. 10838
    Bradford Financial Services Corp577 clientsWealth managerHybridOsaic Wealth, Inc.
    No custodian reported
    $262M
  24. 10845
    Tiller Partners, LLCBeverly Hills, CA · 7 clientsAsset managerAffiliated broker-dealerICM Capital Markets, LLC
    No custodian reported
    $261M
  25. 10849
    Plante Moran Real Estate Investment AdvisorsSouthfield, MI · 1 clientsAsset managerHybridP & M Corporate Finance, LLC, Plante Moran Insurance Agency Services, LLC
    No custodian reported
    $261M
  26. 10860
    DCM Advisors, LLCNew York, NY · 51 clientsAsset managerHybridCaledonia Sociedad De Valores, S.A., Dinosaur Financial Group, L.l.c
    First Hawaiian Bank 69%
    $261M
  27. 10883
    Churchill Ncpe Advisor LLCNew York, NY · 1 clientsPrivate fund adviserHybridNuveen Securities, LLC
    No custodian reported
    $259M
  28. 10901
    Pacific Capital AssociatesSan Diego, CA · 497 clientsWealth managerHybrid
    Schwab 100%
    $259M
  29. 10906
    Steel Tower InvestmentsPittsburgh, PA · 68 clientsWealth managerAffiliated broker-dealerHBK Sorce Brokerage LLC
    Schwab 86%
    $259M
  30. 10935
    W&s Brokerage Services, Inc.Cincinnati, OH · 772 clientsBroker-dealer firmHybridTouchstone Securities, LLC
    No custodian reported
    $257M
  31. 10962
    Swbc Investment CompanySan Antonio, TX · 494 clientsBroker-dealer firmHybridSwbc Investment Services, LLC, clears through Pershing
    Pershing 72%Schwab 28%
    $256M
  32. 10985
    Modern Capital Advisors, LLCRaleigh, NC · 1,221 clientsBroker-dealer firmHybridLiberty Partners Financial Services, LLC, Modern Capital Securities Inc.
    RBC 100%
    $255M
  33. 11002
    Westco Advisory Services, Inc.Lynbrook, NY · 324 clientsWealth managerHybridWestco Investment Corp.
    Schwab 100%
    $254M
  34. 11045
    QCA Capital Management IncLos Angeles, CA · 117 clientsBroker-dealer firmHybridQuincy Cass Associates, Incorporated, clears through National Financial Services (Fidelity)
    Fidelity 100%
    $252M
  35. 11048
    Baird Venture Partners Management Company IV, LLCMilwaukee, WI · 3 clientsPrivate fund adviserHybridRobert W. Baird & Co. Incorporated
    No custodian reported
    $252M
  36. 11053
    Coinshares Asset Management (US) LLCNew York, NY · 3 clientsAsset managerHybridCoinshares Capital LLC
    No custodian reported
    $252M
  37. 11066
    Peterson Wealth Management, LLCSparks, NV · 1,144 clientsWealth managerHybrid
    Schwab 100%
    $251M
  38. 11074
    Teton Advisors, LLCGreenwich, CT · 3 clientsAsset managerHybridG.distributors, LLC, G.research, LLC
    No custodian reported
    $251M
  39. 11107
    Dean Wealth Partners, LLCAustin, TX · 192 clientsWealth managerHybrid
    Schwab 100%
    $250M
  40. 11122
    SAF Advisors LLC14 clientsPrivate fund adviserHybridSAF Financial Securities LLC
    No custodian reported
    $249M

RIAs by state