Broker-dealer firm · Melville, NY
Accrued Equities Inc.
SEC-registered investment adviser · CRD 13452 · SEC 801-15504
At a glance
Accrued Equities Inc. is an SEC-registered investment adviser based in Melville, New York, with $272 million in regulatory assets under management as of its Form ADV filed March 10, 2026. Its largest client group by assets is investment companies. By Form ADV it is a broker-dealer firm, ranked 263rd of 391 broker-dealer firms and 10,679th of 17,210 SEC-registered advisers by assets.
Main office 631-423-7373As filed on Form ADV
- Regulatory AUM
- $272M
- Rank among broker-dealer firms
- #263 of 391
- Rank among all SEC RIAs
- #10,679 of 17,210
- Rank in New York
- #1,786 of 2,591
- Clients
- 1
- Accounts
- 1
- Discretionary
- 100% of AUM
- Employees
- 4
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- David Jay SchoenwaldPresident/ceo
- Murray David RosenblithVice President/chief Compliance Officer
- Kathleen Don AngeloSecretary/assistant Compliance Officer
Custody and brokerage
Custodian
Accrued Equities Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Accrued Equities Inc. is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer. It reports a broker-dealer among its affiliates on Form ADV.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $272M | 100% |
Disciplinary disclosures
Accrued Equities Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Accrued Equities Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 161 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Accrued Equities Inc. manage?
Accrued Equities Inc. reports $272 million in regulatory assets under management across 1 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 10, 2026.
What kind of firm is Accrued Equities Inc.?
Accrued Equities Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Accrued Equities Inc.’s clients?
By assets, its largest client types are investment companies ($272 million, 1 clients).
Does Accrued Equities Inc. have any disciplinary history?
Accrued Equities Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Accrued Equities Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-10), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →