Thursday, October 22, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB An Amazon intern in 2020, Nevis CEO Mark Swan is the unlikely dream weaver for Focus Financial and other big RIA rollups with 'nightmare' integration issues -- with help from Schwab, Fidelity, OpenAI and AnthropicIN SpaceX’s AI segment now drives more than half its revenue. Here’s what advisors should watch nextFP Why AI might recommend your competitor instead of youFP Why clients are choosing phased retirement — and what advisors should know4K SPARK Forum Offering Scholarships for Retirement Plan AdvisorsFP What Schwab's new ETF platform fees mean for clients, advisorsWM RIA Platform Leaders Ask ‘What’s the Advantage in Having Your Own Form ADV?’IN Fake e-vite phishing scams put high-net-worth clients at riskRB Rick Wurster says Schwab is tackling its forced rationing of long/short SMAs with proprietary 'offering' to stretch balance sheet, but it may be more about a fee upside, a long/short manager saysIN Fintech bytes: 55ip, Vise, Syntax push tax-smart tools for RIAs

Asset manager · Coral Gables, FL

Innova Advisors

Innova Advisors LLC · SEC-registered investment adviser · CRD 318958 · SEC 801-125747

At a glance

Innova Advisors is an SEC-registered investment adviser based in Coral Gables, Florida, with $265 million in regulatory assets under management as of its Form ADV filed August 28, 2026. Its largest client group by assets is corporations or other businesses, and it reports 28 individual clients. By Form ADV it is a asset manager, ranked 1,998th of 3,218 asset managers and 10,786th of 17,210 SEC-registered advisers by assets.

Main office 305-646-1557innovadvisors.comLinkedInAs filed on Form ADV

Regulatory AUM
$265M
Rank among asset managers
#1,998 of 3,218
Rank among all SEC RIAs
#10,786 of 17,210
Rank in Florida
#641 of 1,090
Individual clients
28
High-net-worth clients
2
Accounts
54
Discretionary
0% of AUM
Employees
4
Advisory staff
2
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

2 custodians

  1. Morgan Stanley$140M61%
  2. Raymond James$88M39%

Other RIAs using Morgan StanleyOther multi-custodian RIAs

Broker-dealer

Hybrid RIA

Innova Advisors is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Atlantis Global Investors, Auerbach Grayson & Company LLC and Blue Capay Ventures.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Corporations or other businesses13$247M93%
High-net-worth individuals2$14M5%
Individuals26$4M1%

Disciplinary disclosures

Innova Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Portfolio management for businesses and institutions

How it’s paid

  • A percentage of assets under management
  • Fixed fees
  • Performance-based fees

Form ADV and brochures on the SEC’s adviser search ↗innovadvisors.com ↗

AtlasMembers

The full record on Innova Advisors

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 3 years of filings
Locked
Growth over one, three and five years
Locked
Rank against 896 peers of its type and size
Locked
Owners and executives, with titles and stakes
2 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
2Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Innova Advisors manage?

Innova Advisors reports $265 million in regulatory assets under management across 54 accounts, 0% of it on a discretionary basis, on its Form ADV filed August 28, 2026.

What kind of firm is Innova Advisors?

Innova Advisors is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.

Who are Innova Advisors’s clients?

By assets, its largest client types are corporations or other businesses ($247 million, 13 clients); high-net-worth individuals ($14 million, 2 clients); individuals ($4 million, 26 clients).

Does Innova Advisors have any disciplinary history?

Innova Advisors reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Innova Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →