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Private fund adviser · Stuart, FL

Dunn Capital Management

Dunn Capital Management, LLC · SEC-registered investment adviser · CRD 328632 · SEC 801-129466

At a glance

Dunn Capital Management is an SEC-registered investment adviser based in Stuart, Florida, with $269 million in regulatory assets under management as of its Form ADV filed March 19, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 3,723rd of 4,686 private fund advisers and 10,724th of 17,210 SEC-registered advisers by assets.

Main office 772-286-4777dunncapital.comLinkedInAs filed on Form ADV

Regulatory AUM
$269M
Rank among private fund advisers
#3,723 of 4,686
Rank among all SEC RIAs
#10,724 of 17,210
Rank in Florida
#635 of 1,090
Clients
1
Accounts
1
Discretionary
100% of AUM
Employees
27
Advisory staff
6
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Dunn Capital Management’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Hybrid RIA

Dunn Capital Management is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Dunn Securities, LLC.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Pooled investment vehicles1$269M100%

Disciplinary disclosures

Dunn Capital Management answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for pooled investment vehicles
  • Selecting other advisers

How it’s paid

  • Other

Form ADV and brochures on the SEC’s adviser search ↗dunncapital.com ↗

AtlasMembers

The full record on Dunn Capital Management

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 2 years of filings
Locked
Growth over one, three and five years
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Rank against 1,978 peers of its type and size
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Owners and executives, with titles and stakes
4 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
1Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Dunn Capital Management manage?

Dunn Capital Management reports $269 million in regulatory assets under management across 1 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 19, 2026.

What kind of firm is Dunn Capital Management?

Dunn Capital Management is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.

Who are Dunn Capital Management’s clients?

By assets, its largest client types are pooled investment vehicles ($269 million, 1 clients).

Does Dunn Capital Management have any disciplinary history?

Dunn Capital Management answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.

Where these numbers come from

Every figure is Dunn Capital Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-19), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →