Asset manager · New York, NY
DCM Advisors, LLC
SEC-registered investment adviser · CRD 126248 · SEC 801-112041
At a glance
DCM Advisors, LLC is an SEC-registered investment adviser based in New York, New York, with $261 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is investment companies, and it reports 42 individual clients. By Form ADV it is a asset manager, ranked 2,006th of 3,218 asset managers and 10,860th of 17,210 SEC-registered advisers by assets.
Main office 917-386-6260dcmadvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $261M
- Rank among asset managers
- #2,006 of 3,218
- Rank among all SEC RIAs
- #10,860 of 17,210
- Rank in New York
- #1,805 of 2,591
- Individual clients
- 42
- High-net-worth clients
- 8
- Accounts
- 51
- Discretionary
- 100% of AUM
- Employees
- 11
- Advisory staff
- 6
- Offices
- 4
Owners and executives on its Form ADV
- Glenn A. GrossmanChief Executive Officer, Managing Member
- Elliot S GrossmanManaging Director
- Anthony J. GiorgioChief Compliance Officer / Chief Operating Officer
Custody and brokerage
3 custodians
- First Hawaiian Bank$85M69%
- Charles Schwab$25M20%
- Bank of Labor$14M11%
Other RIAs using First Hawaiian BankOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
DCM Advisors, LLC is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Caledonia Sociedad De Valores, S.A., Dinosaur Financial Group, L.l.c and Dinosaur Merchant Bank, LTD..
- Caledonia Sociedad De Valores, S.A.
- Dinosaur Financial Group, L.l.c ↗CRD 104446
- Dinosaur Merchant Bank, LTD.
Its Form ADV brochure (filed March 2026) names Dinosaur Financial Group, L.l.c as the broker-dealer its advisers are registered with.
Some of DCM’s management persons are registered representatives of Dinosaur Financial Group, L.L.C., an affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $123M | 47% |
| Pension and profit sharing plans | 6 | $112M | 43% |
| High-net-worth individuals | 8 | $17M | 7% |
| Individuals | 34 | $8M | 3% |
| Corporations or other businesses | 2 | $1M | <1% |
Disciplinary disclosures
DCM Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Hourly charges
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗dcmadvisors.com ↗
AtlasMembers
The full record on DCM Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 887 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does DCM Advisors, LLC manage?
DCM Advisors, LLC reports $261 million in regulatory assets under management across 51 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is DCM Advisors, LLC?
DCM Advisors, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are DCM Advisors, LLC’s clients?
By assets, its largest client types are investment companies ($123 million, 1 clients); pension and profit sharing plans ($112 million, 6 clients); high-net-worth individuals ($17 million, 8 clients).
Does DCM Advisors, LLC have any disciplinary history?
DCM Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is DCM Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →