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Chief Compliance Officer / Chief Operating Officer · DCM Advisors, LLC

Anthony J. Giorgio

CRD 5489336 · Named on Form ADV at one SEC-registered adviser

At a glance

DCM Advisors, LLC, an SEC-registered asset manager based in New York, NY with $261 million in regulatory assets, lists Anthony J. Giorgio on its Form ADV as Chief Compliance Officer / Chief Operating Officer, a control person.

Firms and roles

  • DCM Advisors, LLCChief Compliance Officer / Chief Operating OfficerAsset manager · New York, NY · $261M in regulatory assets

AtlasMembers

Anthony’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Anthony’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.