Broker-dealer firm · LOS Angeles, CA
QCA Capital Management Inc
SEC-registered investment adviser · CRD 112104 · SEC 801-122806
At a glance
QCA Capital Management Inc is an SEC-registered investment adviser based in LOS Angeles, California, with $252 million in regulatory assets under management as of its Form ADV filed April 29, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 115 individual clients. By Form ADV it is a broker-dealer firm, ranked 272nd of 391 broker-dealer firms and 11,045th of 17,210 SEC-registered advisers by assets.
Main office 310-473-4411quincycass.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $252M
- Rank among broker-dealer firms
- #272 of 391
- Rank among all SEC RIAs
- #11,045 of 17,210
- Rank in California
- #1,272 of 1,873
- Individual clients
- 115
- High-net-worth clients
- 60
- Accounts
- 131
- Discretionary
- 100% of AUM
- Employees
- 8
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Mark C. MinichielloCeo,cco,
- Daniel R. GuayChief Financial Officer
- Deanna M. AdamsChief Investment Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
QCA Capital Management Inc is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Quincy Cass Associates, Incorporated.
- Quincy Cass Associates, Incorporated ↗CRD 686
An introducing broker-dealer: its trades clear through National Financial Services (Fidelity), which holds the brokerage accounts. Its annual audited report filed with the SEC, January 2026
Its Form ADV brochure (filed April 2026) names Quincy Cass Associates as the broker-dealer its advisers are registered with.
m 14 Client Referrals and Other Compensation All registered representatives of Quincy Cass Associates, Inc., an affiliated company and registered Broker/Dealer, may act as investment adviser representative(s) (solicitor only) for QCA and w
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 60 | $193M | 76% |
| Individuals | 55 | $58M | 23% |
| Charitable organizations | 2 | $2M | <1% |
Disciplinary disclosures
QCA Capital Management Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗quincycass.com ↗
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The full record on QCA Capital Management Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 158 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does QCA Capital Management Inc manage?
QCA Capital Management Inc reports $252 million in regulatory assets under management across 131 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 29, 2026.
What kind of firm is QCA Capital Management Inc?
QCA Capital Management Inc is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are QCA Capital Management Inc’s clients?
By assets, its largest client types are high-net-worth individuals ($193 million, 60 clients); individuals ($58 million, 55 clients); charitable organizations ($2 million, 2 clients).
Does QCA Capital Management Inc have any disciplinary history?
QCA Capital Management Inc reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is QCA Capital Management Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →