Chief Financial Officer · QCA Capital Management Inc
Daniel R. Guay
CRD 4015808 · Named on Form ADV at one SEC-registered adviser
At a glance
QCA Capital Management Inc, an SEC-registered broker-dealer firm based in LOS Angeles, CA with $252 million in regulatory assets, lists Daniel R. Guay on its Form ADV as Chief Financial Officer, a control person.
Firms and roles
- QCA Capital Management IncChief Financial OfficerBroker-dealer firm · LOS Angeles, CA · $252M in regulatory assets
AtlasMembers
Daniel’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Mark C. MinichielloCeo,cco,, QCA Capital Management Inc
- Deanna M. AdamsChief Investment Officer, QCA Capital Management Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Daniel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.