Wealth manager, independent · Port Jefferson Station, NY
Timecapital Investor Advisory Services Inc
SEC-registered investment adviser · CRD 105672 · SEC 801-11732
At a glance
Timecapital Investor Advisory Services Inc is an SEC-registered investment adviser based in Port Jefferson Station, New York, with $262 million in regulatory assets under management as of its Form ADV filed June 30, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 213 individual clients. By Form ADV it is a wealth manager, ranked 4,815th of 8,915 wealth managers and 10,834th of 17,210 SEC-registered advisers by assets.
Main office 631-331-1400timecapital.comAs filed on Form ADV
- Regulatory AUM
- $262M
- Rank among wealth managers
- #4,815 of 8,915
- Rank among all SEC RIAs
- #10,834 of 17,210
- Rank in New York
- #1,801 of 2,591
- Individual clients
- 213
- High-net-worth clients
- 62
- Accounts
- 494
- Discretionary
- 54% of AUM
- Employees
- 2
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Alex J. RohmanPresident, Chief Compliance Officer, Director
Custody and brokerage
Broker-dealer
Hybrid RIA
Timecapital Investor Advisory Services Inc is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Timecapital Securities Corporation.
Its Form ADV brochure (filed June 2026) names Timecapital Securities as the broker-dealer its advisers are registered with.
In addition, the principal is a registered representative of TCS.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 62 | $216M | 82% |
| Individuals | 151 | $46M | 17% |
| Pension and profit sharing plans | 4 | $1M | <1% |
Disciplinary disclosures
Timecapital Investor Advisory Services Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗timecapital.com ↗
AtlasMembers
The full record on Timecapital Investor Advisory Services Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 6,411 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Timecapital Investor Advisory Services Inc manage?
Timecapital Investor Advisory Services Inc reports $262 million in regulatory assets under management across 494 accounts, 54% of it on a discretionary basis, on its Form ADV filed June 30, 2026.
What kind of firm is Timecapital Investor Advisory Services Inc?
Timecapital Investor Advisory Services Inc is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Timecapital Investor Advisory Services Inc’s clients?
By assets, its largest client types are high-net-worth individuals ($216 million, 62 clients); individuals ($46 million, 151 clients); pension and profit sharing plans ($676,803, 4 clients).
Does Timecapital Investor Advisory Services Inc have any disciplinary history?
Timecapital Investor Advisory Services Inc reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Timecapital Investor Advisory Services Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →