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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

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  1. 8451
    Heitman International HK LimitedCentral Hong Kong, Hong Kong · 16 clientsPrivate fund adviserHybridHeitman International Real Estate Securities PTY Limited, Heitman Securities LLC
    No custodian reported
    $432M
  2. 8462
    Republic CapitalNew York, NY · 102 clientsPrivate fund adviserAffiliated broker-dealerOpendeal Broker LLC, Opendeal Portal LLC, clears through Apex Clearing
    No custodian reported
    $431M
  3. 8466
    Arrowroot Family Office, LLCMarina Del Rey, CA · 1,415 clientsWealth managerAffiliated broker-dealerArrowroot Partners, LLC
    Schwab 100%
    $431M
  4. 8511
    Perigee Capital, LPSarasota, FL · 119 clientsPrivate fund adviserHybridPerigee Securities LP
    No custodian reported
    $426M
  5. 8525
    TCW Asset Backed Finance Management Company LLCLos Angeles, CA · 1 clientsAsset managerHybridTCW Asia Limited, TCW Funds Distributors LLC
    No custodian reported
    $425M
  6. 8526
    Lifemark Securities Corp.Rochester, NY · 1,053 clientsBroker-dealer firmHybrid
    Fidelity 55%Schwab 45%
    $425M
  7. 8528
    Gamma Asset Management LLCSan Juan, PR · 103 clientsAsset managerHybridGamma Securities, LLC
    AV Securities 29%Pershing 28%Interactive Brokers 23%
    $425M
  8. 8535
    Apollo S3 RIC Management, L.P.New York, NY · 1 clientsAsset managerHybridApollo Global Securities, LLC, Athene Securities, LLC, clears through Pershing
    No custodian reported
    $424M
  9. 8544
    Blakeslee & Blakeslee Financial Advisers Inc.San Luis Obispo, CA · 807 clientsWealth managerWrap sponsorHybridBlakeslee and Blakeslee Inc.
    No custodian reported
    $423M
  10. 8571
    Oriental Financial Services LLCSan Juan, PR · 468 clientsBroker-dealer firmHybrid
    Pershing 82%
    $420M
  11. 8575
    Rhodes Investment Advisors, Inc.Fort Worth, TX · 805 clientsWealth managerHybridRhodes Securities, Inc.
    Wells Fargo 100%
    $419M
  12. 8595
    Artist Capital Management LLCNew York, NY · 12 clientsPrivate fund adviserHybridArtist Capital LLC
    No custodian reported
    $418M
  13. 8627
    Ellington Credit Company Management LLCOld Greenwich, CT · 1 clientsPrivate fund adviserHybridArmstrong Securities LLC
    No custodian reported
    $415M
  14. 8643
    SWS Capital Management, LLCNew York, NY · 7 clientsPrivate fund adviserHybridSiebert Williams Shank & Co., LLC
    BNY 34%U.S. Bank 34%UMB Bank 32%
    $413M
  15. 8695
    Advisory Solutions GroupPlymouth, MN · 807 clientsWealth managerHybridWealth Enhancement Brokerage Services, LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $408M
  16. 8705
    Wealthcare Capital Partners, LLCWest Chester, PA · 717 clientsWealth managerHybridSammons Financial Network, LLC
    Schwab 100%
    $407M
  17. 8719
    Ballast Rock Private WealthCharleston, SC · 251 clientsWealth managerHybridBallast Rock Capital LLC
    Fidelity 53%Schwab 47%
    $406M
  18. 8722
    Northland Asset ManagementMinneapolis, MN · 875 clientsBroker-dealer firmHybrid
    Pershing 100%
    $405M
  19. 8723
    Orbis Investment Management (u.s.), L.P.San Francisco, CA · 2 clientsPrivate fund adviserHybridAllan Gray Australia PTY Limited, Allan Gray International Proprietary Limited
    No custodian reported
    $405M
  20. 8768
    BCI Securities, Inc.Miami, FL · 448 clientsBroker-dealer firmHybridBCI Corredor De Bolsa S.A.
    Pershing 100%
    $402M
  21. 8772
    O'neil Global Advisors, Inc.Los Angeles, CA · 11 clientsAsset managerHybridO'neil Securities Incorporated
    Interactive Brokers 82%
    $402M
  22. 8785
    Valuequest Advisers, LLCNew York, NY · 1 clientsPrivate fund adviserHybridPzena Financial Services, LLC
    No custodian reported
    $401M
  23. 8802
    Stonecrest Advisors, Inc.Austin, TX · 477 clientsAsset managerHybridStonecrest Capital Markets, Inc., Winlo Management Group, LLC, clears through Pershing
    Pershing 100%
    $399M
  24. 8818
    Iams Wealth Management, LLCOmaha, NE · 1,633 clientsWealth managerHybridAmerican Elm Distribution Partners, LLC
    Schwab 100%
    $397M
  25. 8828
    Miramontes Capital, LLCNewport Beach, CA · 744 clientsWealth managerWrap sponsorHybridBalanced Security Planning, Inc.
    Schwab 100%
    $397M
  26. 8844
    Galapagos Advisory LLCMiami, FL · 210 clientsAsset managerHybridGalapagos Capital Distribuidora De Titulos E Valores Mobiliarios S.A.
    Andbanc Brokerage 41%J.P. Morgan 34%
    $396M
  27. 8852
    KA Credit Advisors II, LLCHouston, TX · 1 clientsAsset managerHybridKA Associates, LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $395M
  28. 8866
    Aegon Real Assets USCedar Rapids, IA · 14 clientsAsset managerHybrid
    HSBC 63%M&t Bank 26%
    $394M
  29. 8900
    Siebert Advisornxt, LLC.New York, NY · 973 clientsWealth managerPublic-company ownedHybridMuriel Siebert & Co., LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $392M
  30. 8908
    1776 Wealth LLCSandy Springs, GA · 100 clientsWealth managerAffiliated broker-dealerKindling MBD LLC
    Raymond James 100%
    $391M
  31. 8920
    Bluestone Capital Management, LLCWayne, PA · 7 clientsAsset managerHybridMCG Securities LLC
    Schwab 100%
    $390M
  32. 8930
    In ON CapitalMiami, FL · 40 clientsWealth managerAffiliated broker-dealerIn ON Capital S.A.
    J.P. Morgan 37%UBS 35%Morgan Stanley 28%
    $389M
  33. 8932
    Avisen Advisors, LLCSacramento, CA · 191 clientsWealth managerHybridAvisen Wealth Management, Inc.
    Pershing 100%
    $389M
  34. 8934
    Redwood Financial Planning, LLCScotch Plains, NJ · 634 clientsWealth managerHybridMichael McLane
    Wells Fargo 100%
    $389M
  35. 8973
    Alternative Investment Advisors, LLCMaitland, FL · 1,424 clientsWealth managerHybridAPW Capital, Inc.
    Schwab 100%
    $386M
  36. 8977
    Alden Investment GroupWayne, PA · 1,460 clientsWealth managerHybridJ. Alden Associates, Inc.
    Schwab 99%
    $386M
  37. 8981
    Realta Investment Advisors, IncWilmington, DE · 1,231 clientsWealth managerWrap sponsorHybridRealta Equities, Inc., clears through Pershing
    Pershing 100%
    $385M
  38. 8988
    Lasalle Debt Investors, LLCDenver, CO · 3 clientsPrivate fund adviserAffiliated broker-dealerJones Lang Lasalle Securities, LLC, Lasalle Investment Management Distributors, LLC
    No custodian reported
    $385M
  39. 8991
    Weathervane Asset Management LLCFort Lauderdale, FL · 70 clientsPrivate fund adviserHybridPHX Financial, Inc., clears through Axos Clearing
    Schwab 100%
    $384M
  40. 9015
    Pictet Asset Management (USA) CorpNew York, NY · 8 clientsPrivate fund adviserHybridBank Pictet & CIE (europe) AG, Banque Pictet & CIE SA
    J.P. Morgan 79%
    $382M

RIAs by state