Broker-dealer firm · Miami, FL
BCI Securities, Inc.
SEC-registered investment adviser · CRD 168047 · SEC 801-121997
At a glance
BCI Securities, Inc. is an SEC-registered investment adviser based in Miami, Florida, with $402 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is corporations or other businesses, and it reports 339 individual clients. By Form ADV it is a broker-dealer firm, ranked 222nd of 391 broker-dealer firms and 8,768th of 17,210 SEC-registered advisers by assets.
Main office 305-929-5500bcisecurities.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $402M
- Rank among broker-dealer firms
- #222 of 391
- Rank among all SEC RIAs
- #8,768 of 17,210
- Rank in Florida
- #483 of 1,090
- Individual clients
- 339
- High-net-worth clients
- 24
- Accounts
- 448
- Discretionary
- 70% of AUM
- Employees
- 74
- Advisory staff
- 39
- Offices
- 4
Owners and executives on its Form ADV
- Maria Grisel VegaDirector
- Juan Alberto SegundoDirector
- Juan Carlos Martinez-LejarzaDirector
- Teresa Pennet FoxxDirector
- Francisco Javier Garcia NietoDirector of Sales
- Carlos Martin-DonadioCeo/director
- Maria Eugenia NodarFinop/cfo
- Pamela Snell GroomCCO
Custody and brokerage
Broker-dealer
Hybrid RIA
BCI Securities, Inc. is a hybrid RIA: 62 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: BCI Corredor De Bolsa S.A..
- BCI Corredor De Bolsa S.A.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Corporations or other businesses | 107 | $234M | 58% |
| Individuals | 315 | $104M | 26% |
| High-net-worth individuals | 24 | $56M | 14% |
| Pension and profit sharing plans | 2 | $8M | 2% |
Disciplinary disclosures
BCI Securities, Inc. answers yes to 43 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗bcisecurities.com ↗
AtlasMembers
The full record on BCI Securities, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 157 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
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Background
Questions
How much does BCI Securities, Inc. manage?
BCI Securities, Inc. reports $402 million in regulatory assets under management across 448 accounts, 70% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is BCI Securities, Inc.?
BCI Securities, Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser. It reports a bank or thrift among its related persons.
Who are BCI Securities, Inc.’s clients?
By assets, its largest client types are corporations or other businesses ($234 million, 107 clients); individuals ($104 million, 315 clients); high-net-worth individuals ($56 million, 24 clients).
Does BCI Securities, Inc. have any disciplinary history?
BCI Securities, Inc. answers yes to 43 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is BCI Securities, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →