Asset manager · LOS Angeles, CA
O'neil Global Advisors, Inc.
SEC-registered investment adviser · CRD 308150 · SEC 801-119966
At a glance
O'neil Global Advisors, Inc. is an SEC-registered investment adviser based in LOS Angeles, California, with $402 million in regulatory assets under management as of its Form ADV filed May 4, 2026. Its largest client group by assets is corporations or other businesses. By Form ADV it is a asset manager, ranked 1,789th of 3,218 asset managers and 8,772nd of 17,210 SEC-registered advisers by assets.
Main office 310-448-6800oneilglobaladvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $402M
- Rank among asset managers
- #1,789 of 3,218
- Rank among all SEC RIAs
- #8,772 of 17,210
- Rank in California
- #1,015 of 1,873
- Clients
- 11
- Accounts
- 87
- Discretionary
- 100% of AUM
- Employees
- 40
- Advisory staff
- 8
- Offices
- 2
Owners and executives on its Form ADV
- Steven L. BirchChief Executive Officer & Chief Investment Officer
- Christopher F. GraczkChief Operating Officer
- Patrick M. EricksonDirector of Data Science
- Alexander V. MasottiGeneral Counsel & Chief Compliance Officer
- Jose C. OlivasChief Financial Officer
Custody and brokerage
2 custodians
- Interactive Brokers$297M82%
- Merrill / Bank of America$64M18%
Other RIAs using Interactive BrokersOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
O'neil Global Advisors, Inc. is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: O'neil Securities Incorporated.
- O'neil Securities Incorporated ↗CRD 894
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Corporations or other businesses | 8 | $323M | 80% |
| Pooled investment vehicles | 2 | $42M | 10% |
| Charitable organizations | 1 | $37M | 9% |
Private funds
O'neil Global Advisors, Inc. reports 2 private funds with $42M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
O'neil Global Advisors, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗oneilglobaladvisors.com ↗
AtlasMembers
The full record on O'neil Global Advisors, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 980 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does O'neil Global Advisors, Inc. manage?
O'neil Global Advisors, Inc. reports $402 million in regulatory assets under management across 87 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 4, 2026.
What kind of firm is O'neil Global Advisors, Inc.?
O'neil Global Advisors, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are O'neil Global Advisors, Inc.’s clients?
By assets, its largest client types are corporations or other businesses ($323 million, 8 clients); pooled investment vehicles ($42 million, 2 clients); charitable organizations ($37 million, 1 clients).
Does O'neil Global Advisors, Inc. manage private funds?
Yes. It reports 2 private funds with $42 million in gross assets, including hedge funds.
Does O'neil Global Advisors, Inc. have any disciplinary history?
O'neil Global Advisors, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is O'neil Global Advisors, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →