General Counsel & Chief Compliance Officer · O'neil Global Advisors, Inc.
Alexander V. Masotti
CRD 6375390 · Named on Form ADV at 2 SEC-registered advisers
At a glance
O'neil Global Advisors, Inc., an SEC-registered asset manager based in LOS Angeles, CA with $402 million in regulatory assets, lists Alexander V. Masotti on its Form ADV as General Counsel & Chief Compliance Officer, a control person. The SEC filings also name Alexander at 1 other registered adviser.
Firms and roles
- O'neil Global Advisors, Inc.General Counsel & Chief Compliance OfficerAsset manager · LOS Angeles, CA · $402M in regulatory assets
- William O'neil + CompanyGeneral Counsel & Chief Compliance OfficerAsset manager · LOS Angeles, CA · $0M in regulatory assets
AtlasMembers
Alexander’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Steven L. BirchChief Executive Officer & Chief Investment Officer, O'neil Global Advisors, Inc.
- Christopher F. GraczkChief Operating Officer, O'neil Global Advisors, Inc.
- Patrick M. EricksonDirector of Data Science, O'neil Global Advisors, Inc.
- Jose C. OlivasChief Financial Officer, O'neil Global Advisors, Inc.
- Gregory S. JannettaChief Executive Officer, William O'neil + Company
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alexander’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.