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Asset manager · Miami, FL

Galapagos Advisory LLC

SEC-registered investment adviser · CRD 322042 · SEC 801-129546

At a glance

Galapagos Advisory LLC is an SEC-registered investment adviser based in Miami, Florida, with $396 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is corporations or other businesses, and it reports 85 individual clients. By Form ADV it is a asset manager, ranked 1,798th of 3,218 asset managers and 8,844th of 17,210 SEC-registered advisers by assets.

Main office 305-515-5878galapagoscapital.usAs filed on Form ADV

Regulatory AUM
$396M
Rank among asset managers
#1,798 of 3,218
Rank among all SEC RIAs
#8,844 of 17,210
Rank in Florida
#491 of 1,090
Individual clients
85
High-net-worth clients
16
Accounts
210
Discretionary
46% of AUM
Employees
8
Advisory staff
6
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

4 custodians

  1. Andbanc Brokerage$152M41%
  2. J.P. Morgan$126M34%
  3. Charles Schwab$47M13%
  4. Morgan Stanley$42M11%

Other RIAs using Andbanc BrokerageOther multi-custodian RIAs

Broker-dealer

Hybrid RIA

Galapagos Advisory LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Galapagos Capital Distribuidora De Titulos E Valores Mobiliarios S.A..

  • Galapagos Capital Distribuidora De Titulos E Valores Mobiliarios S.A.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Corporations or other businesses125$318M80%
High-net-worth individuals16$61M16%
Individuals69$17M4%

Disciplinary disclosures

Galapagos Advisory LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Pension consulting
  • Selecting other advisers

How it’s paid

  • A percentage of assets under management
  • Fixed fees

Form ADV and brochures on the SEC’s adviser search ↗galapagoscapital.us ↗

AtlasMembers

The full record on Galapagos Advisory LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 3 years of filings
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Growth over one, three and five years
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Rank against 974 peers of its type and size
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Owners and executives, with titles and stakes
2 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
4Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Galapagos Advisory LLC manage?

Galapagos Advisory LLC reports $396 million in regulatory assets under management across 210 accounts, 46% of it on a discretionary basis, on its Form ADV filed March 31, 2026.

What kind of firm is Galapagos Advisory LLC?

Galapagos Advisory LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.

Who are Galapagos Advisory LLC’s clients?

By assets, its largest client types are corporations or other businesses ($318 million, 125 clients); high-net-worth individuals ($61 million, 16 clients); individuals ($17 million, 69 clients).

Does Galapagos Advisory LLC have any disciplinary history?

Galapagos Advisory LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Galapagos Advisory LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →