Private fund adviser · New York, NY
Pictet Asset Management (USA) Corp
SEC-registered investment adviser · CRD 306378 · SEC 801-120136
At a glance
Pictet Asset Management (USA) Corp is an SEC-registered investment adviser based in New York, New York, with $382 million in regulatory assets under management as of its Form ADV filed June 25, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 3,330th of 4,686 private fund advisers and 9,015th of 17,210 SEC-registered advisers by assets.
Main office 212-237-3190am.pictet.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $382M
- Rank among private fund advisers
- #3,330 of 4,686
- Rank among all SEC RIAs
- #9,015 of 17,210
- Rank in New York
- #1,623 of 2,591
- Clients
- 8
- Accounts
- 10
- Discretionary
- 100% of AUM
- Employees
- 14
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Elizabeth R. DillonChief Executive Officer, President and Director
- Niall M. QuinnDirector
- Nobel (. GulatiDirector
- Nicolas C. TschoppChief Legal Officer
- Luca Di PatriziVice President and Treasurer
- Laurent D. GayeChief Technology and Operations Officer
- Amelie M. FleuretChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Pictet Asset Management (USA) Corp is a hybrid RIA: 12 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Bank Pictet & CIE (europe) AG and Banque Pictet & CIE SA.
- Bank Pictet & CIE (europe) AG
- Banque Pictet & CIE SA
Its Form ADV brochure (filed June 2026) names Foreside Fund Services as the broker-dealer its advisers are registered with.
f Pictet AM USA, including its Chief Executive Officer, are registered representatives of Foreside Fund Services LLC, a FINRA-registered broker-dealer, solely to distribute Pictet Group funds to U.S. institutional and intermediary clients.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 7 | $346M | 91% |
| Pension and profit sharing plans | – | $36M | 9% |
| Investment companies | 1 | $0M | 0% |
Disciplinary disclosures
Pictet Asset Management (USA) Corp reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗am.pictet.com ↗
AtlasMembers
The full record on Pictet Asset Management (USA) Corp
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 2,208 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Pictet Asset Management (USA) Corp manage?
Pictet Asset Management (USA) Corp reports $382 million in regulatory assets under management across 10 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 25, 2026.
What kind of firm is Pictet Asset Management (USA) Corp?
Pictet Asset Management (USA) Corp is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. It reports a bank or thrift among its related persons.
Who are Pictet Asset Management (USA) Corp’s clients?
By assets, its largest client types are pooled investment vehicles ($346 million, 7 clients); pension and profit sharing plans ($36 million); investment companies ($0, 1 clients).
Does Pictet Asset Management (USA) Corp have any disciplinary history?
Pictet Asset Management (USA) Corp reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Pictet Asset Management (USA) Corp’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →