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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

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  1. 5788
    Park Place Capital CorporationHomewood, AL · 610 clientsWealth managerBank-affiliatedHybridPark Place Capital Securities Corp.
    Schwab 60%Fifth Third Bank 40%
    $879M
  2. 5789
    Transatlantique Private Wealth LLCNew York, NY · 411 clientsWealth managerBank-affiliatedAffiliated broker-dealerCIC Market Solutions, Inc.
    Interactive Brokers 41%Banque Transatlantique Paris 38%
    $879M
  3. 5800
    Quint Capital ManagementNew York, NY · 80 clientsBroker-dealer firmHybrid
    No custodian reported
    $875M
  4. 5812
    Secure Asset Management, L.L.C.Troy, MI · 2,877 clientsWealth managerHybridAurora Securities Inc
    Schwab 64%Fidelity 36%
    $871M
  5. 5827
    Long Arc Capital LPNew York, NY · 14 clientsPrivate fund adviserAffiliated broker-dealerRobertson Stephens Capital Markets, LLC
    No custodian reported
    $867M
  6. 5833
    XA InvestmentsChicago, IL · 3 clientsAsset managerHybridXMS Capital Partners, LLC
    No custodian reported
    $866M
  7. 5846
    Gill Capital PartnersDenver, CO · 481 clientsBroker-dealer firmHybrid
    Schwab 100%
    $862M
  8. 5856
    Invesco Private Capital, Inc.New York, NY · 8 clientsPrivate fund adviserHybridInvesco Capital Markets, Inc., Invesco Distributors, Inc.
    No custodian reported
    $860M
  9. 5884
    Smith Thornton Advisors, LLCHuntsville, AL · 341 clientsAsset managerHybrid
    Vanguard 55%Schwab 40%
    $852M
  10. 5923
    Bridge Net Lease Fund Manager LLCSandy, UT · 1 clientsPrivate fund adviserHybridApollo Global Securities, LLC, Athene Securities, LLC, clears through Pershing
    No custodian reported
    $843M
  11. 5930
    Guggenheim Investment Advisors, LLCNew York, NY · 25 clientsAsset managerHybridGuggenheim Funds Distributors, LLC, Guggenheim Investor Services, LLC, clears through Pershing
    Bank J. Safra Sarasin (bahamas) LTD. 100%
    $841M
  12. 5933
    Coinbase Asset Management, LLCStamford, CT · 6 clientsAsset managerAffiliated broker-dealerCoinbase Capital Markets Corp, clears through Apex Clearing
    Coinbase Custody Trust Company 100%
    $840M
  13. 5938
    American Ventures IM LLCPalm Beach Gardens, FL · 27 clientsPrivate fund adviserHybridDominari Securities LLC
    No custodian reported
    $839M
  14. 5946
    Pinion Wealth Management, LLCWichita, KS · 615 clientsWealth managerHybridKcoe Capital LLC
    Schwab 92%
    $837M
  15. 5954
    Financial Sense Advisors, Inc.San Diego, CA · 597 clientsWealth managerHybridFinancial Sense Securities, Inc., clears through National Financial Services (Fidelity)
    Fidelity 100%
    $836M
  16. 5958
    Strategic Wealth Management GroupNew York, NY · 351 clientsWealth managerHybridMAY Capital Group, L.L.C.
    Schwab 100%
    $833M
  17. 5959
    FDX Advisors, Inc.Berwyn, PA · 1 clientsAsset managerAffiliated broker-dealerEnvestnet Securities, Inc., Fidx Markets LLC
    Pershing 85%
    $833M
  18. 5964
    Zions Capital Advisors, Inc.Salt Lake City, UT · 45 clientsAsset managerHybridZions Bancorporation, N.A., Zions Direct, Inc.
    Zions Bank 100%
    $831M
  19. 5969
    Strategic Investment Solutions, Inc.Orland Park, IL · 2,695 clientsWealth managerHybrid
    No custodian reported
    $830M
  20. 5976
    First Citizens Institutional Asset Management, LLCNew York, NY · 2 clientsPrivate fund adviserHybridFirst Citizens Capital Securities, LLC, First Citizens Investor Services, Inc.
    No custodian reported
    $829M
  21. 5996
    Nexannuity Asset Management, L.P.Dallas, TX · 3 clientsAsset managerAffiliated broker-dealerNexbank Securities Inc, Nexpoint Securities, Inc.
    No custodian reported
    $823M
  22. 5999
    Fortis Group Advisors LLCWestwood, NJ · 2,604 clientsWealth managerWrap sponsorHybrid
    Schwab 86%
    $822M
  23. 6009
    Albitz/miloe and Associates, Inc.Torrance, CA · 657 clientsWealth managerHybridCetera Wealth Services, LLC, clears through Pershing
    Schwab 100%
    $821M
  24. 6027
    Forum Capital Advisors LLCDenver, CO · 6 clientsPrivate fund adviserHybridFCA Capital Markets LLC
    No custodian reported
    $815M
  25. 6037
    Prosperitas Financial, LLCValencia, CA · 2,138 clientsWealth managerAffiliated broker-dealer
    Schwab 100%
    $812M
  26. 6057
    Andbanc Advisory LLCMiami, FL · 472 clientsWealth managerBank-affiliatedHybrid
    Pershing 100%
    $806M
  27. 6064
    Clarus Ventures, LLCCambridge, MA · 9 clientsPrivate fund adviserAffiliated broker-dealerBlackstone Securities Partners L.P., Currencies Direct LTD
    No custodian reported
    $806M
  28. 6066
    OHA Private Credit Advisors II, L.P.New York, NY · 3 clientsAsset managerHybridT. Rowe Price Investment Services, Inc.
    No custodian reported
    $805M
  29. 6074
    Curran Wealth ManagementAlbany, NY · 385 clientsWealth managerWrap sponsorHybridCimas LLC
    Fidelity 100%
    $804M
  30. 6079
    Net Return Asset Management LLCNew York, NY · 3 clientsPrivate fund adviserAffiliated broker-dealerMonness Crespi Hardt & Co., Inc.
    No custodian reported
    $803M
  31. 6100
    Corgi Strategies, LLCChicago, IL · 206 clientsAsset managerHybridAnos Capital, L.L.C.
    No custodian reported
    $799M
  32. 6118
    BHK Investment AdvisorsBirmingham, AL · 328 clientsWealth managerHybridBHK Securities, LLC
    Schwab 50%Wells Fargo 50%
    $794M
  33. 6125
    Centric Wealth Management, LLCChicago, IL · 583 clientsWealth managerHybrid
    Schwab 100%
    $793M
  34. 6130
    XP Advisory US, Inc.Miami, FL · 258 clientsPrivate fund adviserHybridXP Investimentos Corretora De Cambio, Valores E Titulos Mobiliarios SA, XP Investments US, LLC
    Pershing 100%
    $792M
  35. 6139
    Global IMC LLCSolana Beach, CA · 9 clientsPrivate fund adviserAffiliated broker-dealerNlcg Distributors, LLC, Roth Capital Partners, LLC
    Northern Trust 100%
    $790M
  36. 6146
    MMA Asset Management LLCConshohocken, PA · 301 clientsAsset managerHybridMMA Securities LLC, MMC Securities (ireland), clears through Pershing
    Amalgamated Bank 50%Schwab 37%
    $788M
  37. 6161
    Enhanced Capital Partners, LLCNew Orleans, LA · 37 clientsPrivate fund adviserAffiliated broker-dealer
    Capital One Bank 100%
    $786M
  38. 6164
    ACP Venture Capital Management Fund LLCHauppauge, NY · 14 clientsPrivate fund adviserHybridAmerican Capital Partners, LLC
    No custodian reported
    $786M
  39. 6179
    Clarity Capital Kcps LTDRamat-Gan, Israel · 194 clientsWealth managerBank-affiliatedAffiliated broker-dealerPsagot Securities LTD.
    Pershing 34%Bank Leumi Le-Israel B.M. 26%Bank Hapoalim LTD. 24%
    $782M
  40. 6180
    Huntleigh Advisors, Inc.St. Louis, MO · 1,838 clientsWealth managerHybridHuntleigh Securities Corporation, K. W. Chambers & Co., clears through Wells Fargo Clearing Services
    First Clearing 100%
    $782M

RIAs by state