Wealth manager, independent · Chicago, IL
Centric Wealth Management, LLC
SEC-registered investment adviser · CRD 133877 · SEC 801-63837
At a glance
Centric Wealth Management, LLC is an SEC-registered investment adviser based in Chicago, Illinois, with $793 million in regulatory assets under management as of its Form ADV filed July 7, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 568 individual clients. By Form ADV it is a wealth manager, ranked 1,930th of 8,915 wealth managers and 6,125th of 17,210 SEC-registered advisers by assets.
Main office 312-429-6100centricwealthmanagement.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $793M
- Rank among wealth managers
- #1,930 of 8,915
- Rank among all SEC RIAs
- #6,125 of 17,210
- Rank in Illinois
- #287 of 684
- Individual clients
- 568
- High-net-worth clients
- 126
- Accounts
- 1,590
- Discretionary
- 100% of AUM
- Employees
- 15
- Advisory staff
- 8
- Offices
- 3
Owners and executives on its Form ADV
- Stacie J. ZapfelChief Compliance Officer
- Virgil J. RutiliMember
Custody and brokerage
Broker-dealer
Hybrid RIA
Centric Wealth Management, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It reports a broker-dealer among its affiliates on Form ADV.
Its Form ADV brochure (filed February 2026) names Purshe Kaplan Sterling Investments as the broker-dealer its advisers are registered with.
Broker-Dealer or Representative Registration Members and registered advisory personnel of Centric are registered representatives of Purshe Kaplan Sterling Investments (“PKS”), a FINRA-registered broker-dealer and member of SIPC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 126 | $555M | 70% |
| Individuals | 442 | $201M | 25% |
| Corporations or other businesses | 6 | $30M | 4% |
| Charitable organizations | 2 | $3M | <1% |
| Pension and profit sharing plans | 7 | $3M | <1% |
Disciplinary disclosures
Centric Wealth Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Commissions
Form ADV and brochures on the SEC’s adviser search ↗centricwealthmanagement.com ↗
AtlasMembers
The full record on Centric Wealth Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 4,121 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Centric Wealth Management, LLC manage?
Centric Wealth Management, LLC reports $793 million in regulatory assets under management across 1,590 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 7, 2026.
What kind of firm is Centric Wealth Management, LLC?
Centric Wealth Management, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Centric Wealth Management, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($555 million, 126 clients); individuals ($201 million, 442 clients); corporations or other businesses ($30 million, 6 clients).
Does Centric Wealth Management, LLC have any disciplinary history?
Centric Wealth Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Centric Wealth Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-07), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →