Private fund adviser · Palm Beach Gardens, FL
American Ventures IM LLC
SEC-registered investment adviser · CRD 337677 · SEC 801-136979
At a glance
American Ventures IM LLC is an SEC-registered investment adviser based in Palm Beach Gardens, Florida, with $839 million in regulatory assets under management as of its Form ADV filed September 4, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 2,489th of 4,686 private fund advisers and 5,938th of 17,210 SEC-registered advisers by assets.
Main office 917-608-7234As filed on Form ADV
- Regulatory AUM
- $839M
- Rank among private fund advisers
- #2,489 of 4,686
- Rank among all SEC RIAs
- #5,938 of 17,210
- Rank in Florida
- #306 of 1,090
- Clients
- 27
- Accounts
- 27
- Discretionary
- 100% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Eric NewmanManager
- Jaime MercadoChief Compliance Officer
- Anthony C HayesChief Legal Officer
Custody and brokerage
Custodian
American Ventures IM LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
American Ventures IM LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Dominari Securities LLC.
- Dominari Securities LLC ↗CRD 18975
Its Form ADV brochure (filed August 2026) names Dominari Securities as the broker-dealer its advisers are registered with.
e Executive Vice President, Global Head of Investment Banking and a registered representative of Dominari Securities, ( iii) the President of Dominari IM and Dominari Manager, and (iv) the Manager of American VO IM and American VO Manager.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 27 | $839M | 100% |
Private funds
American Ventures IM LLC reports 27 private funds with $839M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
American Ventures IM LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on American Ventures IM LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff from each filing
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- Growth over one, three and five years
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- Rank against 2,228 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does American Ventures IM LLC manage?
American Ventures IM LLC reports $839 million in regulatory assets under management across 27 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 4, 2026.
What kind of firm is American Ventures IM LLC?
American Ventures IM LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. A public reporting company controls it.
Who are American Ventures IM LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($839 million, 27 clients).
Does American Ventures IM LLC manage private funds?
Yes. It reports 27 private funds with $839 million in gross assets, including other private funds.
Does American Ventures IM LLC have any disciplinary history?
American Ventures IM LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is American Ventures IM LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →