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Chief Compliance Officer · American Ventures IM LLC

Jaime Mercado

CRD 2863760 · Named on Form ADV at 3 SEC-registered advisers

At a glance

American Ventures IM LLC, an SEC-registered private fund adviser based in Palm Beach Gardens, FL with $839 million in regulatory assets, lists Jaime Mercado on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Jaime at 2 other registered advisers.

Firms and roles

  • American Ventures IM LLCChief Compliance OfficerPrivate fund adviser · Palm Beach Gardens, FL · $839M in regulatory assets
  • Dominari IM LLCChief Compliance OfficerPrivate fund adviser · New York, NY · $273M in regulatory assets
  • Dominari Securities LLCChief Compliance Officer, AmlcoBroker-dealer firm · New York, NY · $28M in regulatory assets

AtlasMembers

Jaime’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jaime’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.