Wealth manager, independent · Troy, MI
Secure Asset Management, L.L.C.
SEC-registered investment adviser · CRD 144046 · SEC 801-113954
At a glance
Secure Asset Management, L.L.C. is an SEC-registered investment adviser based in Troy, Michigan, with $871 million in regulatory assets under management as of its Form ADV filed August 20, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 2,877 individual clients. By Form ADV it is a wealth manager, ranked 1,769th of 8,915 wealth managers and 5,812th of 17,210 SEC-registered advisers by assets.
Main office 248-414-1562securefg.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $871M
- Rank among wealth managers
- #1,769 of 8,915
- Rank among all SEC RIAs
- #5,812 of 17,210
- Rank in Michigan
- #76 of 305
- Individual clients
- 2,877
- High-net-worth clients
- 233
- Accounts
- 4,609
- Discretionary
- 91% of AUM
- Employees
- 54
- Advisory staff
- 54
- Offices
- 32
Owners and executives on its Form ADV
- Bryan E. SpencerManaging Member
- Randall E. JosephChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Secure Asset Management, L.L.C. is a hybrid RIA: 38 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Aurora Securities Inc.
- Aurora Securities Inc ↗CRD 46147
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed March 2026) names Aurora Securities as the broker-dealer its advisers are registered with.
Some investment advisor representatives are registered representatives of the affiliated broker/dealer, Aurora Securities, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 233 | $507M | 58% |
| Individuals | 2,644 | $364M | 42% |
Disciplinary disclosures
Secure Asset Management, L.L.C. answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗securefg.com ↗
AtlasMembers
The full record on Secure Asset Management, L.L.C.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 3,873 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Secure Asset Management, L.L.C. manage?
Secure Asset Management, L.L.C. reports $871 million in regulatory assets under management across 4,609 accounts, 91% of it on a discretionary basis, on its Form ADV filed August 20, 2026.
What kind of firm is Secure Asset Management, L.L.C.?
Secure Asset Management, L.L.C. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Secure Asset Management, L.L.C.’s clients?
By assets, its largest client types are high-net-worth individuals ($507 million, 233 clients); individuals ($364 million, 2,644 clients).
Does Secure Asset Management, L.L.C. have any disciplinary history?
Secure Asset Management, L.L.C. answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Secure Asset Management, L.L.C.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-20), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →