Private fund adviser · Solana Beach, CA
Global IMC LLC
SEC-registered investment adviser · CRD 170870 · SEC 801-79753
At a glance
Global IMC LLC is an SEC-registered investment adviser based in Solana Beach, California, with $790 million in regulatory assets under management as of its Form ADV filed September 1, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 2,556th of 4,686 private fund advisers and 6,139th of 17,210 SEC-registered advisers by assets.
Main office 760-479-5080informedmomentum.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $790M
- Rank among private fund advisers
- #2,556 of 4,686
- Rank among all SEC RIAs
- #6,139 of 17,210
- Rank in California
- #714 of 1,873
- Clients
- 9
- Accounts
- 9
- Discretionary
- 100% of AUM
- Employees
- 22
- Advisory staff
- 13
- Offices
- 2
Owners and executives on its Form ADV
- Travis T. PrenticePresident, Managing Director, Class B Common Unit Holder
- Derek J. GaertnerChief Executive Officer, Chief Operating Officer, Class A Common Unit Holder
- Frank P. HurstManaging Director, Class A Common Unit Holder
- Joshua M. MossVice President, Class B Common Unit Holder
- Iris L. KellyChief Compliance Officer
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Nlcg Distributors, LLC and Roth Capital Partners, LLC.
- Nlcg Distributors, LLC ↗CRD 156263
- Roth Capital Partners, LLC ↗CRD 15407
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 3 | $498M | 63% |
| Charitable organizations | 5 | $157M | 20% |
| Investment companies | 1 | $135M | 17% |
Private funds
Global IMC LLC reports 2 private funds with $493M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Global IMC LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗informedmomentum.com ↗
AtlasMembers
The full record on Global IMC LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 2,220 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Global IMC LLC manage?
Global IMC LLC reports $790 million in regulatory assets under management across 9 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 1, 2026.
What kind of firm is Global IMC LLC?
Global IMC LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Global IMC LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($498 million, 3 clients); charitable organizations ($157 million, 5 clients); investment companies ($135 million, 1 clients).
Does Global IMC LLC manage private funds?
Yes. It reports 2 private funds with $493 million in gross assets, including other private funds.
Does Global IMC LLC have any disciplinary history?
Global IMC LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Global IMC LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →