Wealth manager, independent · Torrance, CA
Albitz/miloe and Associates, Inc.
SEC-registered investment adviser · CRD 104777 · SEC 801-22365
At a glance
Albitz/miloe and Associates, Inc. is an SEC-registered investment adviser based in Torrance, California, with $821 million in regulatory assets under management as of its Form ADV filed March 25, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 657 individual clients. By Form ADV it is a wealth manager, ranked 1,863rd of 8,915 wealth managers and 6,009th of 17,210 SEC-registered advisers by assets.
Main office 310-373-8861albitzmiloe.comAs filed on Form ADV
- Regulatory AUM
- $821M
- Rank among wealth managers
- #1,863 of 8,915
- Rank among all SEC RIAs
- #6,009 of 17,210
- Rank in California
- #697 of 1,873
- Individual clients
- 657
- High-net-worth clients
- 212
- Accounts
- 1,394
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Philip J. AlbitzPresident and CEO
- Clete P. AlbitzCo-Senior Vice President
- Paul K. MiloeCo-Senior Vice President and CCO
- Vance P. AlbitzVice President
Custody and brokerage
Broker-dealer
Hybrid RIA
Albitz/miloe and Associates, Inc. is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Cetera Wealth Services, LLC.
- Cetera Wealth Services, LLC ↗CRD 13572
An introducing broker-dealer: its trades clear through Pershing, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed March 2026) names Cetera and Cetera Wealth Services as the broker-dealer its advisers are registered with.
Adviser is also securities licensed as a registered representative and as an investment advisory representative with the independent broker -dealer, Cetera Wealth Service s, LLC and their RIA, Cetera Investment Advisers LLC (Cetera).
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 212 | $633M | 77% |
| Individuals | 445 | $180M | 22% |
| Charitable organizations | – | $4M | <1% |
| Corporations or other businesses | – | $2M | <1% |
| Pension and profit sharing plans | – | $1M | <1% |
Disciplinary disclosures
Albitz/miloe and Associates, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗albitzmiloe.com ↗
AtlasMembers
The full record on Albitz/miloe and Associates, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Albitz/miloe and Associates, Inc. manage?
Albitz/miloe and Associates, Inc. reports $821 million in regulatory assets under management across 1,394 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 25, 2026.
What kind of firm is Albitz/miloe and Associates, Inc.?
Albitz/miloe and Associates, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Albitz/miloe and Associates, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($633 million, 212 clients); individuals ($180 million, 445 clients); charitable organizations ($4 million).
Does Albitz/miloe and Associates, Inc. have any disciplinary history?
Albitz/miloe and Associates, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Albitz/miloe and Associates, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →