Thursday, October 22, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB An Amazon intern in 2020, Nevis CEO Mark Swan is the unlikely dream weaver for Focus Financial and other big RIA rollups with 'nightmare' integration issues -- with help from Schwab, Fidelity, OpenAI and AnthropicIN SpaceX’s AI segment now drives more than half its revenue. Here’s what advisors should watch nextFP Why AI might recommend your competitor instead of youFP Why clients are choosing phased retirement — and what advisors should know4K SPARK Forum Offering Scholarships for Retirement Plan AdvisorsFP What Schwab's new ETF platform fees mean for clients, advisorsWM RIA Platform Leaders Ask ‘What’s the Advantage in Having Your Own Form ADV?’IN Fake e-vite phishing scams put high-net-worth clients at riskRB Rick Wurster says Schwab is tackling its forced rationing of long/short SMAs with proprietary 'offering' to stretch balance sheet, but it may be more about a fee upside, a long/short manager saysIN Fintech bytes: 55ip, Vise, Syntax push tax-smart tools for RIAs

Private fund adviser · Denver, CO

Forum Capital Advisors LLC

SEC-registered investment adviser · CRD 297582 · SEC 801-120917

At a glance

Forum Capital Advisors LLC is an SEC-registered investment adviser based in Denver, Colorado, with $815 million in regulatory assets under management as of its Form ADV filed May 29, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 2,523rd of 4,686 private fund advisers and 6,027th of 17,210 SEC-registered advisers by assets.

Main office 303-501-8860forumig.comLinkedInAs filed on Form ADV

Regulatory AUM
$815M
Rank among private fund advisers
#2,523 of 4,686
Rank among all SEC RIAs
#6,027 of 17,210
Rank in Colorado
#98 of 359
Clients
6
Accounts
6
Discretionary
100% of AUM
Employees
69
Advisory staff
29
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Forum Capital Advisors LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Hybrid RIA

Forum Capital Advisors LLC is a hybrid RIA: 13 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: FCA Capital Markets LLC.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Pooled investment vehicles6$815M100%

Private funds

Forum Capital Advisors LLC reports 5 private funds with $334M in gross assets: real estate funds (Form ADV Item 7.B).

Disciplinary disclosures

Forum Capital Advisors LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for pooled investment vehicles

How it’s paid

  • A percentage of assets under management
  • Performance-based fees

Form ADV and brochures on the SEC’s adviser search ↗forumig.com ↗

AtlasMembers

The full record on Forum Capital Advisors LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 4 years of filings
Locked
Growth over one, three and five years
Locked
Rank against 2,224 peers of its type and size
Locked
Owners and executives, with titles and stakes
6 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
2Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Forum Capital Advisors LLC manage?

Forum Capital Advisors LLC reports $815 million in regulatory assets under management across 6 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 29, 2026.

What kind of firm is Forum Capital Advisors LLC?

Forum Capital Advisors LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.

Who are Forum Capital Advisors LLC’s clients?

By assets, its largest client types are pooled investment vehicles ($815 million, 6 clients).

Does Forum Capital Advisors LLC manage private funds?

Yes. It reports 5 private funds with $334 million in gross assets, including real estate funds.

Does Forum Capital Advisors LLC have any disciplinary history?

Forum Capital Advisors LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Forum Capital Advisors LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →