Thursday, October 22, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB An Amazon intern in 2020, Nevis CEO Mark Swan is the unlikely dream weaver for Focus Financial and other big RIA rollups with 'nightmare' integration issues -- with help from Schwab, Fidelity, OpenAI and AnthropicIN SpaceX’s AI segment now drives more than half its revenue. Here’s what advisors should watch nextFP Why AI might recommend your competitor instead of youFP Why clients are choosing phased retirement — and what advisors should know4K SPARK Forum Offering Scholarships for Retirement Plan AdvisorsFP What Schwab's new ETF platform fees mean for clients, advisorsWM RIA Platform Leaders Ask ‘What’s the Advantage in Having Your Own Form ADV?’IN Fake e-vite phishing scams put high-net-worth clients at riskRB Rick Wurster says Schwab is tackling its forced rationing of long/short SMAs with proprietary 'offering' to stretch balance sheet, but it may be more about a fee upside, a long/short manager saysIN Fintech bytes: 55ip, Vise, Syntax push tax-smart tools for RIAs

General Counsel & Chief Compliance Officer · Forum Capital Advisors LLC

Elizabeth A. Ryan

CRD 7084395 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Forum Capital Advisors LLC, an SEC-registered private fund adviser based in Denver, CO with $815 million in regulatory assets, lists Elizabeth A. Ryan on its Form ADV as General Counsel & Chief Compliance Officer, a control person. The SEC filings also name Elizabeth at 1 other registered adviser.

Firms and roles

  • Forum Capital Advisors LLCGeneral Counsel & Chief Compliance OfficerPrivate fund adviser · Denver, CO · $815M in regulatory assets
  • Freif Advisors LLCGeneral Counsel & Chief Compliance OfficerAsset manager · Denver, CO · $570M in regulatory assets

AtlasMembers

Elizabeth’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
Locked
Each firm’s assets and growth
Locked
Search and export owners by title, state and firm size
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Darren M. FiskFounder and Chief Executive Officer, Forum Capital Advisors LLC
  • Paul J. McAuliffeChief Financial Officer, Forum Capital Advisors LLC
  • Edie M. SuhrChief Operating Officer & General Counsel, Forum Capital Advisors LLC
  • Lee BeckPresident, Forum Capital Advisors LLC
  • Harry G. AlcockChief Investment Officer, Forum Capital Advisors LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Elizabeth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.