Wealth manager, independent · St. Louis, MO
Huntleigh Advisors, Inc.
SEC-registered investment adviser · CRD 113412 · SEC 801-62677
At a glance
Huntleigh Advisors, Inc. is an SEC-registered investment adviser based in St. Louis, Missouri, with $782 million in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is individuals, and it reports 1,795 individual clients. By Form ADV it is a wealth manager, ranked 1,953rd of 8,915 wealth managers and 6,180th of 17,210 SEC-registered advisers by assets.
Main office 314-236-2400huntleighadvisors.comAs filed on Form ADV
- Regulatory AUM
- $782M
- Rank among wealth managers
- #1,953 of 8,915
- Rank among all SEC RIAs
- #6,180 of 17,210
- Rank in Missouri
- #70 of 196
- Individual clients
- 1,795
- High-net-worth clients
- 161
- Accounts
- 1,838
- Discretionary
- 99% of AUM
- Employees
- 55
- Advisory staff
- 55
- Offices
- 10
Owners and executives on its Form ADV
- Robert L. ChambersManaging Director
- Christopher C. O'ConnellChief Compliance Officer
- Michael B. RowanPresident Shareholder
Custody and brokerage
Broker-dealer
Hybrid RIA
Huntleigh Advisors, Inc. is a hybrid RIA: 51 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Huntleigh Securities Corporation and K. W. Chambers & Co..
- Huntleigh Securities Corporation ↗CRD 7456
An introducing broker-dealer: its trades clear through Wells Fargo Clearing Services, which holds the brokerage accounts. Its annual audited report filed with the SEC, June 2026
- K. W. Chambers & Co. ↗CRD 1432
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 1,634 | $382M | 49% |
| High-net-worth individuals | 161 | $365M | 47% |
| Corporations or other businesses | 19 | $15M | 2% |
| Charitable organizations | 11 | $13M | 2% |
| Pension and profit sharing plans | 13 | $7M | <1% |
Disciplinary disclosures
Huntleigh Advisors, Inc. answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗huntleighadvisors.com ↗
AtlasMembers
The full record on Huntleigh Advisors, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Huntleigh Advisors, Inc. manage?
Huntleigh Advisors, Inc. reports $782 million in regulatory assets under management across 1,838 accounts, 99% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Huntleigh Advisors, Inc.?
Huntleigh Advisors, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Huntleigh Advisors, Inc.’s clients?
By assets, its largest client types are individuals ($382 million, 1,634 clients); high-net-worth individuals ($365 million, 161 clients); corporations or other businesses ($15 million, 19 clients).
Does Huntleigh Advisors, Inc. have any disciplinary history?
Huntleigh Advisors, Inc. answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Huntleigh Advisors, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →