Wednesday, October 21, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
IN SpaceX’s AI segment now drives more than half its revenue. Here’s what advisors should watch nextFP Why AI might recommend your competitor instead of youFP Why clients are choosing phased retirement — and what advisors should know4K SPARK Forum Offering Scholarships for Retirement Plan AdvisorsFP What Schwab's new ETF platform fees mean for clients, advisorsWM RIA Platform Leaders Ask ‘What’s the Advantage in Having Your Own Form ADV?’IN Fake e-vite phishing scams put high-net-worth clients at riskRB Rick Wurster says Schwab is tackling its forced rationing of long/short SMAs with proprietary 'offering' to stretch balance sheet, but it may be more about a fee upside, a long/short manager saysIN Fintech bytes: 55ip, Vise, Syntax push tax-smart tools for RIAsWM $20B Modera Wealth Management Launches AI Operating Platform

Wealth manager, wrap-program sponsor · Albany, NY

Curran Wealth Management

CIM, LLC · SEC-registered investment adviser · CRD 132136 · SEC 801-63553

At a glance

Curran Wealth Management is an SEC-registered investment adviser based in Albany, New York, with $804 million in regulatory assets under management as of its Form ADV filed March 27, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 369 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 1,903rd of 8,915 wealth managers and 6,074th of 17,210 SEC-registered advisers by assets.

Main office 518-391-4200curranllc.comLinkedInAs filed on Form ADV

Regulatory AUM
$804M
Rank among wealth managers
#1,903 of 8,915
Rank among all SEC RIAs
#6,074 of 17,210
Rank in New York
#1,257 of 2,591
Individual clients
369
High-net-worth clients
168
Accounts
1,074
Discretionary
96% of AUM
Employees
12
Advisory staff
10
Offices
3

Owners and executives on its Form ADV

Custody and brokerage

Custodian

  1. Fidelity$776M

Other RIAs using Fidelity

Broker-dealer

Hybrid RIA

Curran Wealth Management is a hybrid RIA: 6 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Cimas LLC.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
High-net-worth individuals168$693M86%
Individuals201$74M9%
Corporations or other businesses5$18M2%
Other investment advisers1$8M1%
Pension and profit sharing plans3$7M<1%
Charitable organizations7$5M<1%

Disciplinary disclosures

Curran Wealth Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Portfolio management for businesses and institutions
  • Pension consulting
  • Educational seminars and workshops

How it’s paid

  • A percentage of assets under management
  • Performance-based fees

Form ADV and brochures on the SEC’s adviser search ↗curranllc.com ↗

AtlasMembers

The full record on Curran Wealth Management

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, ten years of filings
Locked
Growth over one, three and five years
Locked
Rank against 4,102 peers of its type and size
Locked
Owners and executives, with titles and stakes
2 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Curran Wealth Management manage?

Curran Wealth Management reports $804 million in regulatory assets under management across 1,074 accounts, 96% of it on a discretionary basis, on its Form ADV filed March 27, 2026.

What kind of firm is Curran Wealth Management?

Curran Wealth Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.

Who are Curran Wealth Management’s clients?

By assets, its largest client types are high-net-worth individuals ($693 million, 168 clients); individuals ($74 million, 201 clients); corporations or other businesses ($18 million, 5 clients).

Does Curran Wealth Management have any disciplinary history?

Curran Wealth Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Curran Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →