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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 3074
    Capital Four US Inc.New York, NY · 9 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $2.6B
  2. 3080
    First Citizens Investor Services, Inc.Raleigh, NC · 7,645 clientsBroker-dealer firmHybridFirst Citizens Capital Securities, LLC, First Citizens Investor Services, Inc.
    Pershing 100%
    $2.6B
  3. 3083
    AB Broadly Syndicated Loan Manager LLCNashville, TN · 6 clientsPrivate fund adviserAffiliated broker-dealerAlliancebernstein Investments, Inc., Bernstein Autonomous LLP
    No custodian reported
    $2.6B
  4. 3085
    The Portfolio Strategy Group, LLCWhite Plains, NY · 480 clientsWealth managerAffiliated broker-dealer
    Schwab 100%
    $2.6B
  5. 3088
    Ingham Retirement GroupMiami, FL · 1,056 clientsAsset managerAffiliated broker-dealerDaybright Securities, LLC
    Fidelity 68%Schwab 32%
    $2.6B
  6. 3103
    Pear Tree Advisors, Inc.Lincoln, MA · 1 clientsAsset managerHybridU. S. Boston Capital Corporation
    No custodian reported
    $2.6B
  7. 3111
    Icon Wealth PartnersHouston, TX · 629 clientsWealth managerHybrid
    Fidelity 100%
    $2.6B
  8. 3114
    International Assets Investment Management, LLCOrlando, FL · 5,961 clientsWealth managerHybridBHS Financial, LLC, ETC Brokerage Services, LLC, clears through Charles Schwab
    RBC 100%
    $2.6B
  9. 3121
    Howard Capital Management Group, LLCLos Angeles, CA · 561 clientsWealth managerAffiliated broker-dealer
    Fidelity 79%
    $2.6B
  10. 3123
    Rational Advisors, Inc.San Juan, PR · 13 clientsAsset managerHybridALT Fund Distributors LLC
    No custodian reported
    $2.6B
  11. 3133
    SSI Investment Management LLCLos Angeles, CA · 79 clientsAsset managerHybridResolute Investment Distributors, Inc.
    Northern Trust 45%BNY 40%
    $2.6B
  12. 3136
    Chickasaw Capital Management, LLCMemphis, TN · 386 clientsAsset managerHybridChickasaw Securities, LLC, clears through National Financial Services (Fidelity)
    Fidelity 31%Comerica Bank 29%BNY 25%
    $2.5B
  13. 3139
    Creativeone Securities, LLCOverland Park, KS · 12,485 clientsBroker-dealer firmHybrid
    Pershing 65%Schwab 35%
    $2.5B
  14. 3141
    Blackstone Ireland Fund Management LimitedDublin 2, Ireland · 3 clientsPrivate fund adviserHybridASK Investment Managers LTD., Blackstone Securities Partners L.P.
    No custodian reported
    $2.5B
  15. 3144
    Commerce Investment Advisors, Inc.Kansas City, MO · 9 clientsAsset managerHybridCommerce Bank, Commerce Brokerage Services, Inc., clears through National Financial Services (Fidelity)
    No custodian reported
    $2.5B
  16. 3145
    Strategic Blueprint, LLCAtlanta, GA · 3,506 clientsWealth managerHybridThe Strategic Financial Alliance, Inc., Timbrel Capital, LLC
    Schwab 75%Fidelity 25%
    $2.5B
  17. 3146
    Mackenzie Investments Asia LimitedHong Kong, Hong Kong · 6 clientsPrivate fund adviserAffiliated broker-dealerIG Wealth Management Inc., Mackenzie Financial Corporation
    State Street 93%
    $2.5B
  18. 3150
    Locorr Fund Management, LLCExcelsior, MN · 1 clientsAsset managerHybridLocorr Distributors, LLC
    No custodian reported
    $2.5B
  19. 3170
    Hilltop Securities Inc.Dallas, TX · 3,407 clientsBroker-dealer firmHybridMomentum Independent Network Inc.
    No custodian reported
    $2.5B
  20. 3173
    Keystone National Group, LLCSalt Lake City, UT · 13 clientsAsset managerAffiliated broker-dealerVP Distributors, LLC
    No custodian reported
    $2.5B
  21. 3182
    Alphastar Capital ManagementCornelius, NC · 8,525 clientsWealth managerHybridBarnabas Capital, LLC
    Schwab 100%
    $2.5B
  22. 3185
    Bankers Life Advisory Services, Inc.Chicago, IL · 14,314 clientsWealth managerPublic-company ownedHybridBankers Life Securities, Inc.
    No custodian reported
    $2.5B
  23. 3188
    Cornerstone WealthHuntersville, NC · 2,506 clientsWealth managerHybrid
    Fidelity 73%Schwab 27%
    $2.5B
  24. 3195
    LVW Advisors, LLCPittsford, NY · 519 clientsWealth managerAffiliated broker-dealer
    Schwab 100%
    $2.5B
  25. 3196
    Reinhart Partners, LLCMequon, WI · 217 clientsAsset managerAffiliated broker-dealerRobert W. Baird & Co. Incorporated, Strategas Securities, LLC
    J.P. Morgan 28%
    $2.5B
  26. 3199
    C-Iii Investment Management LLCNew York, NY · 9 clientsPrivate fund adviserHybridAnubis Securities LLC
    Citi 100%
    $2.5B
  27. 3203
    Oxbow Advisors, LLCAustin, TX · 744 clientsWealth managerHybridHerndon Plant Oakley LTD
    Schwab 72%RBC 28%
    $2.5B
  28. 3210
    Forge Global Advisors LLCSan Francisco, CA · 122 clientsPrivate fund adviserHybridCharles Schwab & Co., Inc., Charles Schwab SG PTE. LTD.
    No custodian reported
    $2.5B
  29. 3217
    Silver Oak Securities, Inc.Jackson, TN · 8,746 clientsBroker-dealer firmHybrid
    Schwab 100%
    $2.4B
  30. 3224
    Domini Impact Investments LLCNew York, NY · 4 clientsAsset managerHybridDsil Investment Services LLC
    No custodian reported
    $2.4B
  31. 3226
    Infrared Capital Partners (US) LLCNew York, NY · 1 clientsAsset managerHybridAdvisors Asset Management, Inc., BGO Capital (canada) Inc.
    No custodian reported
    $2.4B
  32. 3235
    Blackrock Asset Management Schweiz AGZurich, Switzerland · 4 clientsPrivate fund adviserAffiliated broker-dealerBlackrock Asset Management Deutschland AG, Blackrock Execution Services
    J.P. Morgan 63%UBS 37%
    $2.4B
  33. 3261
    EFS AdvisorsCambridge, MN · 21,701 clientsWealth managerHybridAdvanced Advisor Group, LLC
    Schwab 100%
    $2.4B
  34. 3268
    Capital Investment Advisory Services, LLCRaleigh, NC · 6,276 clientsWealth managerHybridCapital Investment Brokerage, Inc., Capital Investment Group, Inc.
    Schwab 50%Pershing 50%
    $2.4B
  35. 3269
    RAM Active Investments S.A.Geneva, Switzerland · 13 clientsPrivate fund adviserAffiliated broker-dealerBanca Monte DEI Paschi DI Siena S.P.A., Mediobanca - Banca DI Credito Finanziario S.P.A.
    No custodian reported
    $2.4B
  36. 3284
    Paradigm Capital Management, Inc.Albany, NY · 66 clientsAsset managerHybridC. L. King & Associates, Inc., clears through RBC Capital Markets
    J.P. Morgan 100%
    $2.4B
  37. 3290
    Smith Moore & Co.Clayton, MO · 4,142 clientsBroker-dealer firmHybridSmith Moore & Co.
    No custodian reported
    $2.4B
  38. 3297
    Fidelity Management & Research (japan) LimitedMinato-Ku, Tokyo, Japan · 3 clientsAsset managerAffiliated broker-dealerDigital Brokerage Services LLC, Fidelity Brokerage Services LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $2.4B
  39. 3303
    Apollo Capital Credit Adviser, LLCNew York, NY · 1 clientsAsset managerHybridApollo Global Securities, LLC, Athene Securities, LLC, clears through Pershing
    No custodian reported
    $2.4B
  40. 3306
    Corient SHC Wealth Management (US) LPPhiladelphia, PA · 74 clientsWealth managerAffiliated broker-dealer
    Fidelity 100%
    $2.3B

RIAs by state