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Private fund adviser · Nashville, TN

AB Broadly Syndicated Loan Manager LLC

SEC-registered investment adviser · CRD 308135 · SEC 801-119242

At a glance

AB Broadly Syndicated Loan Manager LLC is an SEC-registered investment adviser based in Nashville, Tennessee, with $2.6 billion in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 1,424th of 4,686 private fund advisers and 3,083rd of 17,210 SEC-registered advisers by assets.

Main office 615-622-0000LinkedInAs filed on Form ADV

Regulatory AUM
$2.6B
Rank among private fund advisers
#1,424 of 4,686
Rank among all SEC RIAs
#3,083 of 17,210
Rank in Tennessee
#24 of 227
Clients
6
Accounts
6
Discretionary
100% of AUM
Employees
1
Advisory staff
1
Offices
2

Owners and executives on its Form ADV

Custody and brokerage

Custodian

AB Broadly Syndicated Loan Manager LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Affiliated broker-dealer

It names affiliated broker-dealers: Alliancebernstein Investments, Inc., Bernstein Autonomous LLP, Bernstein Institutional Services LLC, Equitable Advisors, LLC, Equitable Distributors, LLC, Planmember Asset Management Corporation, Planmember Securities Corporation, Sanford C. Bernstein & Co., LLC, Sanford C. Bernstein (canada) LTD., Sanford C. Bernstein (hong Kong) Limited, Sanford C. Bernstein (india) Private Limited, Sanford C. Bernstein (schweiz) Gmbh and Stifel Independent Advisors, LLC.

Its Form ADV brochure (filed March 2026) names Bernstein Institutional Services as the broker-dealer its advisers are registered with.

A number of AB employees are registered representatives of Bernstein LLC, Bernstein Limited, Bernstein Hong Kong, Bernstein Canada or ABI.

Other RIAs with an affiliated broker-dealer

Who it serves

Client typeClientsRegulatory AUMShare
Pooled investment vehicles6$2.6B100%

Private funds

AB Broadly Syndicated Loan Manager LLC reports 6 private funds with $2.8B in gross assets: venture capital funds, securitized asset funds (Form ADV Item 7.B).

Disciplinary disclosures

AB Broadly Syndicated Loan Manager LLC answers yes to 12 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗

Services

  • Other services

How it’s paid

  • A percentage of assets under management
  • Performance-based fees

Form ADV and brochures on the SEC’s adviser search ↗

AtlasMembers

The full record on AB Broadly Syndicated Loan Manager LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 5 years of filings
Locked
Growth over one, three and five years
Locked
Rank against 1,725 peers of its type and size
Locked
Owners and executives, with titles and stakes
2 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
1Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does AB Broadly Syndicated Loan Manager LLC manage?

AB Broadly Syndicated Loan Manager LLC reports $2.6 billion in regulatory assets under management across 6 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.

What kind of firm is AB Broadly Syndicated Loan Manager LLC?

AB Broadly Syndicated Loan Manager LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. A public reporting company controls it.

Who are AB Broadly Syndicated Loan Manager LLC’s clients?

By assets, its largest client types are pooled investment vehicles ($2.6 billion, 6 clients).

Does AB Broadly Syndicated Loan Manager LLC manage private funds?

Yes. It reports 6 private funds with $2.8 billion in gross assets, including venture capital funds, securitized asset funds.

Does AB Broadly Syndicated Loan Manager LLC have any disciplinary history?

AB Broadly Syndicated Loan Manager LLC answers yes to 12 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.

Where these numbers come from

Every figure is AB Broadly Syndicated Loan Manager LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →