Chief Compliance Officer · Alliancebernstein L.P.
Paul A. Emerson
CRD 5258073 · Named on Form ADV at 8 SEC-registered advisers
At a glance
Alliancebernstein L.P., an SEC-registered asset manager based in Nashville, TN with $763.4 billion in regulatory assets, lists Paul A. Emerson on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Paul at 7 other registered advisers.
Firms and roles
- Alliancebernstein L.P.Chief Compliance OfficerAsset manager · Nashville, TN · $763B in regulatory assets
- AB Carval Investors, LPChief Compliance OfficerPrivate fund adviser · Minneapolis, MN · $18B in regulatory assets
- AB Private Credit Investors LLCChief Compliance OfficerPrivate fund adviser · Austin, TX · $11B in regulatory assets
- Carval CLO Management LLCChief Compliance OfficerPrivate fund adviser · Minneapolis, MN · $7.3B in regulatory assets
- AB Broadly Syndicated Loan Manager LLCChief Compliance OfficerPrivate fund adviser · Nashville, TN · $2.6B in regulatory assets
- AB Custom Alternative Solutions LLCChief Compliance OfficerAsset manager · Nashville, TN · $1.4B in regulatory assets
- Alliancebernstein Holding L.P.Chief Compliance OfficerAsset manager · Nashville, TN · $0M in regulatory assets
- Alliancebernstein CorporationChief Compliance OfficerAsset manager · New York, NY · $0M in regulatory assets
AtlasMembers
Paul’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 8 firmsLocked
- Control-person status
- 8 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (23)
- Mark R. ManleyGeneral Counsel & Corporate Secretary, Alliancebernstein L.P.
- Mark (. PearsonDirector of AB, Alliancebernstein L.P.
- Seth P. BernsteinChief Executive Officer, Alliancebernstein L.P.
- Daniel G. KayeDirector of ABC, Alliancebernstein L.P.
- Das (. NarayandasDirector of ABC, Alliancebernstein L.P.
18 more people named with Paul on the same filings, with titles and firms. Free in Atlas with a free account.
See all 23 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Paul’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.