Asset manager · Albany, NY
Paradigm Capital Management, Inc.
SEC-registered investment adviser · CRD 107982 · SEC 801-47403
At a glance
Paradigm Capital Management, Inc. is an SEC-registered investment adviser based in Albany, New York, with $2.4 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 59 individual clients. By Form ADV it is a asset manager, ranked 976th of 3,218 asset managers and 3,284th of 17,210 SEC-registered advisers by assets.
Main office 518-431-3500paradigmcapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.4B
- Rank among asset managers
- #976 of 3,218
- Rank among all SEC RIAs
- #3,284 of 17,210
- Rank in New York
- #786 of 2,591
- Individual clients
- 59
- High-net-worth clients
- 59
- Accounts
- 72
- Discretionary
- 100% of AUM
- Employees
- 12
- Advisory staff
- 7
- Offices
- 2
Owners and executives on its Form ADV
- Amelia F. WeirDirector/senior Vice President/portfolio Manager
- Candace K. WeirDirector/portfolio Manager/ceo/cio
- Carl A. FlorioDirector and Vice Chairman
- Peter J. McMillenSenior Vice President, Chief Financial Officer
- Richard J. GimonChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Paradigm Capital Management, Inc. is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: C. L. King & Associates, Inc..
- C. L. King & Associates, Inc. ↗CRD 6183
An introducing broker-dealer: its trades clear through RBC Capital Markets, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 59 | $1.0B | 43% |
| Pooled investment vehicles | 2 | $868M | 36% |
| Corporations or other businesses | 5 | $340M | 14% |
| Charitable organizations | – | $72M | 3% |
| Other investment advisers | – | $71M | 3% |
Private funds
Paradigm Capital Management, Inc. reports 2 private funds with $869M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Paradigm Capital Management, Inc. answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗paradigmcapital.com ↗
AtlasMembers
The full record on Paradigm Capital Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 879 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Paradigm Capital Management, Inc. manage?
Paradigm Capital Management, Inc. reports $2.4 billion in regulatory assets under management across 72 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Paradigm Capital Management, Inc.?
Paradigm Capital Management, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Paradigm Capital Management, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($1.0 billion, 59 clients); pooled investment vehicles ($868 million, 2 clients); corporations or other businesses ($340 million, 5 clients).
Does Paradigm Capital Management, Inc. manage private funds?
Yes. It reports 2 private funds with $869 million in gross assets, including hedge funds.
Does Paradigm Capital Management, Inc. have any disciplinary history?
Paradigm Capital Management, Inc. answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Paradigm Capital Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →