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Director and Vice Chairman · Paradigm Capital Management, Inc.

Carl A. Florio

CRD 4935045 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Paradigm Capital Management, Inc., an SEC-registered asset manager based in Albany, NY with $2.4 billion in regulatory assets, lists Carl A. Florio on its Form ADV as Director and Vice Chairman, a control person. The SEC filings also name Carl at 1 other registered adviser.

Firms and roles

AtlasMembers

Carl’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Amelia F. WeirDirector/senior Vice President/portfolio Manager, Paradigm Capital Management, Inc.
  • Candace K. WeirDirector/portfolio Manager/ceo/cio, Paradigm Capital Management, Inc.
  • Peter J. McMillenSenior Vice President, Chief Financial Officer, Paradigm Capital Management, Inc.
  • Richard J. GimonChief Compliance Officer, Paradigm Capital Management, Inc.
  • Katherine B. WeirShareholder, Paradigm Funds Advisor LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carl’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.