Wealth manager, independent · White Plains, NY
The Portfolio Strategy Group, LLC
SEC-registered investment adviser · CRD 166593 · SEC 801-77583
At a glance
The Portfolio Strategy Group, LLC is an SEC-registered investment adviser based in White Plains, New York, with $2.6B in regulatory assets under management as of its Form ADV filed March 26, 2026. It reports 405 individual clients, 359 of them high-net-worth, holding an average of about $5.1 million each, and 15 employees. That ranks it 430th among the nation’s 5,657 independent wealth management RIAs and 33rd of 408 in New York. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 914-288-4900psgwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.6B
- Rank among independent wealth managers
- #430 of 5,657
- Rank among all SEC RIAs
- #3,085 of 17,210
- Rank in New York
- #33 of 408
- Individual clients
- 405
- High-net-worth clients
- 359
- Accounts
- 478
- Discretionary
- 100% of AUM
- Employees
- 15
- Advisory staff
- 9
- Offices
- 1
Owners and executives on its Form ADV
- Richard A. YokenManaging Director
- Edward L. ScharfManaging Director
- Lawrence D. BartimerManaging Director
- Peter S. YorkesManaging Director
- Thomas M. ZottnerManaging Director
- Laurie GhaliChief Compliance Officer
- Jacques E. BoubliManaging Director
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It reports a broker-dealer among its affiliates on Form ADV.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 359 | $2.0B | 77% |
| Corporations or other businesses | 41 | $443M | 17% |
| Charitable organizations | 13 | $54M | 2% |
| Pooled investment vehicles | 2 | $48M | 2% |
| Pension and profit sharing plans | 19 | $28M | 1% |
| Individuals | 46 | $21M | <1% |
Private funds
The Portfolio Strategy Group, LLC reports 1 private funds with $48M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
The Portfolio Strategy Group, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗psgwealth.com ↗
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- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,543 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
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Similar-size RIAs in New York
All of New York →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Cordoba Advisory Partners LLCNew York | $2.8B | 57 |
| Strategic Financial ServicesUtica | $2.8B | 1,216 |
| Rock Harbor Partners LLCLarchmont | $2.7B | 62 |
| Bridgewater Advisors Inc.New York | $2.6B | 589 |
| LVW Advisors, LLCPittsford | $2.5B | 493 |
| Shufro, Rose & Co., LLCNew York | $2.5B | 1,207 |
Background
Questions
How much does The Portfolio Strategy Group, LLC manage?
The Portfolio Strategy Group, LLC reports $2.6B in regulatory assets under management across 478 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 26, 2026.
How many clients does The Portfolio Strategy Group, LLC have?
It reports 405 individual clients: 359 high-net-worth individuals and 46 other individuals. Individuals account for about 78% of its regulatory assets.
Where is The Portfolio Strategy Group, LLC headquartered?
Its main office is in White Plains, New York. It reports 1 office in total and 15 employees, 9 of whom perform investment advisory functions.
How does The Portfolio Strategy Group, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; performance-based fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does The Portfolio Strategy Group, LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 26, 2026, it reports these amounts held: Charles Schwab ($2.3B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is The Portfolio Strategy Group, LLC a hybrid RIA with a broker-dealer?
It reports a broker-dealer among its affiliates on Form ADV.
Is The Portfolio Strategy Group, LLC a fiduciary?
As an SEC-registered investment adviser, The Portfolio Strategy Group, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is The Portfolio Strategy Group, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →