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Asset manager · Minato-Ku, Tokyo, Japan

Fidelity Management & Research (japan) Limited

SEC-registered investment adviser · CRD 148239 · SEC 801-69571

At a glance

Fidelity Management & Research (japan) Limited is an SEC-registered investment adviser based in Minato-Ku, Tokyo, Japan, with $2.4 billion in regulatory assets under management as of its Form ADV filed June 29, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 980th of 3,218 asset managers and 3,297th of 17,210 SEC-registered advisers by assets.

Main office +810345605800As filed on Form ADV

Regulatory AUM
$2.4B
Rank among asset managers
#980 of 3,218
Rank among all SEC RIAs
#3,297 of 17,210
Clients
3
Accounts
3
Discretionary
100% of AUM
Employees
12
Advisory staff
8
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Fidelity Management & Research (japan) Limited’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Affiliated broker-dealer

It names affiliated broker-dealers: Digital Brokerage Services LLC, Fidelity Brokerage Services LLC, Fidelity Distributors Company LLC, Fidelity Prime Financing, LLC, Green Pier Fintech LLC, Level Markets, LLC and National Financial Services LLC.

Other RIAs with an affiliated broker-dealer

Who it serves

Client typeClientsRegulatory AUMShare
Investment companies3$2.4B100%

Disciplinary disclosures

Fidelity Management & Research (japan) Limited answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for investment companies
  • Other services

How it’s paid

  • A percentage of assets under management
  • Other

Form ADV and brochures on the SEC’s adviser search ↗

AtlasMembers

The full record on Fidelity Management & Research (japan) Limited

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, ten years of filings
Locked
Growth over one, three and five years
Locked
Rank against 884 peers of its type and size
Locked
Owners and executives, with titles and stakes
9 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
1Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Fidelity Management & Research (japan) Limited manage?

Fidelity Management & Research (japan) Limited reports $2.4 billion in regulatory assets under management across 3 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 29, 2026.

What kind of firm is Fidelity Management & Research (japan) Limited?

Fidelity Management & Research (japan) Limited is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.

Who are Fidelity Management & Research (japan) Limited’s clients?

By assets, its largest client types are investment companies ($2.4 billion, 3 clients).

Does Fidelity Management & Research (japan) Limited have any disciplinary history?

Fidelity Management & Research (japan) Limited answers yes to 4 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.

Where these numbers come from

Every figure is Fidelity Management & Research (japan) Limited’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →