Chief Compliance Officer · Fidelity Management & Research Company LLC
Stephanie J. Brown
CRD 7690144 · Named on Form ADV at 8 SEC-registered advisers
At a glance
Fidelity Management & Research Company LLC, an SEC-registered asset manager based in Boston, MA with $5.7 trillion in regulatory assets, lists Stephanie J. Brown on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Stephanie at 7 other registered advisers.
Firms and roles
- Fidelity Management & Research Company LLCChief Compliance OfficerAsset manager · Boston, MA · $5.69T in regulatory assets
- Strategic Advisers LLCChief Compliance OfficerAsset manager · Boston, MA · $1.37T in regulatory assets
- Fiam LLCChief Compliance OfficerAsset manager · Smithfield, RI · $348B in regulatory assets
- Fidelity Management & Research (hong Kong) LimitedChief Compliance OfficerAsset manager · Hong Kong, Hong Kong · $33B in regulatory assets
- FMR Investment Management (UK) LimitedChief Compliance OfficerAsset manager · London, United Kingdom · $26B in regulatory assets
- Fidelity Diversifying Solutions LLCChief Compliance OfficerAsset manager · Boston, MA · $19B in regulatory assets
- Ballyrock Investment Advisors LLCChief Compliance OfficerPrivate fund adviser · Boston, MA · $11B in regulatory assets
- Fidelity Management & Research (japan) LimitedChief Compliance OfficerAsset manager · Minato-Ku, Tokyo, Japan · $2.4B in regulatory assets
AtlasMembers
Stephanie’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 8 firmsLocked
- Control-person status
- 8 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (41)
- Peter S. LynchVice Chairman, Director, Fidelity Management & Research Company LLC
- Abigail P. JohnsonChairman of the Board, Director, Fidelity Management & Research Company LLC
- Christopher J. RimmerHead of Asset Management Finance, Treasurer, Fidelity Management & Research Company LLC
- Harley J. LankHead of High Income, Fidelity Management & Research Company LLC
- Bart A. GrenierPresident, Head of Asset Management, Fidelity Management & Research Company LLC
36 more people named with Stephanie on the same filings, with titles and firms. Free in Atlas with a free account.
See all 41 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephanie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.