Asset manager · London, United Kingdom
FMR Investment Management (UK) Limited
SEC-registered investment adviser · CRD 108273 · SEC 801-28773
At a glance
FMR Investment Management (UK) Limited is an SEC-registered investment adviser based in London, United Kingdom, with $25.8 billion in regulatory assets under management as of its Form ADV filed June 29, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a asset manager, ranked 330th of 3,218 asset managers and 725th of 17,210 SEC-registered advisers by assets.
Main office +4402071843500As filed on Form ADV
- Regulatory AUM
- $26B
- Rank among asset managers
- #330 of 3,218
- Rank among all SEC RIAs
- #725 of 17,210
- Clients
- 42
- Accounts
- 82
- Discretionary
- 100% of AUM
- Employees
- 119
- Advisory staff
- 79
- Offices
- 1
Owners and executives on its Form ADV
- Mark D. FlahertyCo-Chief Exective Officer, Director
- Christopher J. RimmerDirector
- Stephanie J. BrownChief Compliance Officer
- Jean-Philippe ProvostDirector
- Kyle R. JohnsonDirector
- Karoline N. RosenbergCo-Chief Executive Officer, Director
- Nicole J. MacarchukChief Legal Officer
- Victoria P. RedgraveDirector
- Bryan D. ComtoisCompliance Officer
Custody and brokerage
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Digital Brokerage Services LLC, Fidelity Brokerage Services LLC, Fidelity Distributors Company LLC, Fidelity Prime Financing, LLC, Green Pier Fintech LLC, Level Markets, LLC and National Financial Services LLC.
- Digital Brokerage Services LLC ↗CRD 308213
An introducing broker-dealer: its trades clear through National Financial Services (Fidelity), which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
- Fidelity Brokerage Services LLC ↗CRD 7784
An introducing broker-dealer: its trades clear through National Financial Services (Fidelity), which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
- Fidelity Distributors Company LLC ↗CRD 17507
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, February 2026
- Fidelity Prime Financing, LLC ↗CRD 299736
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
- Green Pier Fintech LLC ↗CRD 313305
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
- Level Markets, LLC ↗CRD 171752
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
- National Financial Services LLC ↗CRD 13041
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 13 | $13B | 50% |
| Investment companies | 29 | $11B | 42% |
| Other investment advisers | – | $2.3B | 9% |
| Other | – | $7M | <1% |
Private funds
FMR Investment Management (UK) Limited reports 4 private funds with $1.9B in gross assets: securitized asset funds (Form ADV Item 7.B).
Disciplinary disclosures
FMR Investment Management (UK) Limited answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
- Commissions
- Other
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on FMR Investment Management (UK) Limited
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 388 peers of its type and size
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- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does FMR Investment Management (UK) Limited manage?
FMR Investment Management (UK) Limited reports $25.8 billion in regulatory assets under management across 82 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 29, 2026.
What kind of firm is FMR Investment Management (UK) Limited?
FMR Investment Management (UK) Limited is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.
Who are FMR Investment Management (UK) Limited’s clients?
By assets, its largest client types are pooled investment vehicles ($12.8 billion, 13 clients); investment companies ($10.7 billion, 29 clients); other investment advisers ($2.3 billion).
Does FMR Investment Management (UK) Limited manage private funds?
Yes. It reports 4 private funds with $1.9 billion in gross assets, including securitized asset funds.
Does FMR Investment Management (UK) Limited have any disciplinary history?
FMR Investment Management (UK) Limited answers yes to 4 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is FMR Investment Management (UK) Limited’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →