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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in New London, WI

Every SEC-registered investment adviser representative at a firm office in New London, with the firms that employ the most of them.

11 registered advisors work in New London; the most are at Edward Jones (3). 1 list the CFP designation and 11 are also registered broker representatives.

Firms with the most advisors in New London

FirmAdvisors in New London
Edward Jones news3
Thrivent Investment Management Inc.2
Associated Investment Services, Inc.1
LPL Financial LLC news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Osaic Institutions, Inc. news1
Raymond James Financial Services Advisors, Inc. news1
State Farm Investment Management Corp.1

Advisors in New London, A to Z

CFP advisors in New London →

Other cities in Wisconsin

All of Wisconsin →

Milwaukee 1,040Madison 646Brookfield 476Green Bay 426Waukesha 398Appleton 386Mequon 208Middleton 170Wausau 123Wauwatosa 118Eau Claire 107La Crosse 100West Bend 92Oshkosh 87Sheboygan 72De Pere 70Janesville 68Altoona 67Neenah 67Fond Du Lac 61Racine 60Kenosha 55Oconomowoc 55Verona 53

Questions

How many financial advisors are in New London, WI?

11 investment adviser representatives are registered at firm offices in New London, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 11 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in New London?

Edward Jones, with 3 registered advisors in New London, followed by Thrivent Investment Management Inc. with 2.

How do I check a financial advisor in New London?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.