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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lake Geneva, WI

Every SEC-registered investment adviser representative at a firm office in Lake Geneva, with the firms that employ the most of them.

25 registered advisors work in Lake Geneva; the most are at Form Wealth Advisors, LLC (7). 7 list the CFP designation and 11 are also registered broker representatives.

Firms with the most advisors in Lake Geneva

FirmAdvisors in Lake Geneva
Form Wealth Advisors, LLC7
Geneva Partners, LLC5
Edward Jones news4
Goldman Sachs Wealth Services, L.P. news1
Harbour Investments, Inc.1
J.P. Morgan Securities LLC news1
Kramer Investment Services, LLC1
Osaic Wealth, Inc. news1
Raymond James & Associates, Inc. news1
Raymond James Financial Services Advisors, Inc. news1
Spyrnal Financial Group1
U.S. Bancorp Advisors, LLC1

Advisors in Lake Geneva, A to Z

CFP advisors in Lake Geneva →

Other cities in Wisconsin

All of Wisconsin →

Milwaukee 1,040Madison 646Brookfield 476Green Bay 426Waukesha 398Appleton 386Mequon 208Middleton 170Wausau 123Wauwatosa 118Eau Claire 107La Crosse 100West Bend 92Oshkosh 87Sheboygan 72De Pere 70Janesville 68Altoona 67Neenah 67Fond Du Lac 61Racine 60Kenosha 55Oconomowoc 55Verona 53

Questions

How many financial advisors are in Lake Geneva, WI?

25 investment adviser representatives are registered at firm offices in Lake Geneva, Wisconsin, according to the SEC's Investment Adviser Public Disclosure records. 11 of them are also registered as broker representatives, and 7 list the CFP designation.

Which firm has the most financial advisors in Lake Geneva?

Form Wealth Advisors, LLC, with 7 registered advisors in Lake Geneva, followed by Geneva Partners, LLC with 5.

How do I check a financial advisor in Lake Geneva?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.