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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in King, NC

Every SEC-registered investment adviser representative at a firm office in King, with the firms that employ the most of them.

9 registered advisors work in King; the most are at Edward Jones (2). 0 list the CFP designation and 6 are also registered broker representatives.

Firms with the most advisors in King

FirmAdvisors in King
Edward Jones news2
Hanover Square Wealth Advisors LLC2
Credit Union Investment Services1
Farther news1
First Citizens Investor Services, Inc.1
Strategic Advisers LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in King, A to Z

Search all of North Carolina →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,555Raleigh 1,807Greensboro 559Durham 479Wilmington 441Cary 301Chapel Hill 291Asheville 276Winston Salem 257Winston-Salem 254Huntersville 209Cornelius 181Greenville 124Mooresville 117Hickory 103Fayetteville 99Matthews 97Concord 94High Point 90Apex 76Hendersonville 69New Bern 63Burlington 62Wake Forest 61

Questions

How many financial advisors are in King, NC?

9 investment adviser representatives are registered at firm offices in King, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 6 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in King?

Edward Jones, with 2 registered advisors in King, followed by Hanover Square Wealth Advisors LLC with 2.

How do I check a financial advisor in King?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.