Managing Member and Chief Compliance Officer · Hanover Square Wealth Advisors LLC
Derek G. Frosh
CRD 2669463 · Named on Form ADV at one SEC-registered adviser
At a glance
Hanover Square Wealth Advisors LLC, an SEC-registered wealth manager with $102 million in regulatory assets, lists Derek G. Frosh on its Form ADV as Managing Member and Chief Compliance Officer, a control person.
Firms and roles
- Hanover Square Wealth Advisors LLCManaging Member and Chief Compliance OfficerWealth manager · United States · $102M in regulatory assets
AtlasMembers
Derek’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Derek’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.