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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Indian Trail, NC

Every SEC-registered investment adviser representative at a firm office in Indian Trail, with the firms that employ the most of them.

19 registered advisors work in Indian Trail; the most are at Strategic Advisers LLC (2). 1 list the CFP designation and 12 are also registered broker representatives.

Firms with the most advisors in Indian Trail

FirmAdvisors in Indian Trail
Strategic Advisers LLC2
Three Phases Wealth Advisors LLC2
Tiaa-Cref Individual & Institutional Services, LLC2
Ascensus Investment Advisors, LLC1
Cornerstone Investment Services, Inc.1
Edward Jones news1
Fifth Third Securities, Inc.1
J W English Investment Management Services LLC1
LPL Financial LLC news1
MML Investors Services, LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
State Farm Investment Management Corp.1
Tactical Capital LLC1
The Abc Squared1
Tiaa Wealth Investment Management LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Indian Trail, A to Z

CFP advisors in Indian Trail →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58

Questions

How many financial advisors are in Indian Trail, NC?

19 investment adviser representatives are registered at firm offices in Indian Trail, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 12 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Indian Trail?

Strategic Advisers LLC, with 2 registered advisors in Indian Trail, followed by Three Phases Wealth Advisors LLC with 2.

How do I check a financial advisor in Indian Trail?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.