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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Forest City, NC

Every SEC-registered investment adviser representative at a firm office in Forest City, with the firms that employ the most of them.

14 registered advisors work in Forest City; the most are at Edward Jones (3). 0 list the CFP designation and 14 are also registered broker representatives.

Firms with the most advisors in Forest City

FirmAdvisors in Forest City
Edward Jones news3
Commonwealth Financial Network news2
Raymond James Financial Services Advisors, Inc. news2
Credit Union Investment Services1
Equitable Advisors, LLC news1
Fifth Third Securities, Inc.1
First Citizens Investor Services, Inc.1
LPL Financial LLC news1
Pfs Investments Inc.1
State Farm Investment Management Corp.1

Advisors in Forest City, A to Z

Search all of North Carolina →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58

Questions

How many financial advisors are in Forest City, NC?

14 investment adviser representatives are registered at firm offices in Forest City, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 14 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Forest City?

Edward Jones, with 3 registered advisors in Forest City, followed by Commonwealth Financial Network with 2.

How do I check a financial advisor in Forest City?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.