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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Banner Elk, NC

Every SEC-registered investment adviser representative at a firm office in Banner Elk, with the firms that employ the most of them.

2 registered advisors work in Banner Elk; the most are at Cetera Investment Advisers LLC (1). 2 list the CFP designation and 2 are also registered broker representatives.

Firms with the most advisors in Banner Elk

FirmAdvisors in Banner Elk
Cetera Investment Advisers LLC news1
Raymond James Financial Services Advisors, Inc. news1

Advisors in Banner Elk, A to Z

CFP advisors in Banner Elk →
  • John S. BarrierRaymond James Financial Services Advisors, Inc. · Certified Financial Planner
  • Susan H. LeonardCetera Investment Advisers LLC · Certified Financial Planner

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58

Questions

How many financial advisors are in Banner Elk, NC?

2 investment adviser representatives are registered at firm offices in Banner Elk, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Banner Elk?

Cetera Investment Advisers LLC, with 1 registered advisors in Banner Elk, followed by Raymond James Financial Services Advisors, Inc. with 1.

How do I check a financial advisor in Banner Elk?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.