Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Warwick, NY
Every SEC-registered investment adviser representative at a firm office in Warwick, with the firms that employ the most of them.
13 registered advisors work in Warwick; the most are at Edward Jones (2). 0 list the CFP designation and 10 are also registered broker representatives.
Firms with the most advisors in Warwick
Advisors in Warwick, A to Z
Search all of New York →- Ryan BedrossPrivate Advisor Group, LLC
- Raul P. BerinaMagellan Financial Solutions LLC
- Cristian BiondiJ.P. Morgan Securities LLC
- Dennis N. CordovaLPL Enterprise, LLC · Certified Financial Planner
- Eric D. GersteinGwn Securities Inc.
- Christopher P. LarkinLPL Financial LLC
- Douglas J. MessinaRise Private Wealth Management · Certified Financial Planner
- Ann Marie MooreLPL Financial LLC
- Ryan P. O'LearyEdward Jones · Certified Financial Planner
- Susan PerryCetera Investment Advisers LLC
- Kathleen PotterStrategic Advisers LLC
- Joseph E. SchaeferEdward Jones · Certified Financial Planner
- Peter W. SearsJ.P. Morgan Securities LLC
Other cities in New York
All of New York →New York 16,101Melville 1,285Rochester 967Garden City 805Purchase 764Brooklyn 596Williamsville 496Syracuse 450Albany 411Buffalo 384Pittsford 372Hauppauge 352White Plains 330Cohoes 279Jericho 260Saratoga Springs 253Amherst 247Latham 243Staten Island 243Woodbury 242New York City 202Tarrytown 154Poughkeepsie 140Great Neck 132
Questions
How many financial advisors are in Warwick, NY?
13 investment adviser representatives are registered at firm offices in Warwick, New York, according to the SEC's Investment Adviser Public Disclosure records. 10 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Warwick?
Edward Jones, with 2 registered advisors in Warwick, followed by J.P. Morgan Securities LLC with 2.
How do I check a financial advisor in Warwick?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.