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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Pearl River, NY

Every SEC-registered investment adviser representative at a firm office in Pearl River, with the firms that employ the most of them.

44 registered advisors work in Pearl River; the most are at Cetera Investment Advisers LLC (16). 4 list the CFP designation and 37 are also registered broker representatives.

Firms with the most advisors in Pearl River

FirmAdvisors in Pearl River
Cetera Investment Advisers LLC news16
Lifemark Securities Corp.6
Hightower Advisors, LLC news4
LPL Financial LLC news2
Osaic Wealth, Inc. news2
Volumetric Advisers2
Ameriprise Financial Services, LLC news1
Csenge Advisory Group, LLC1
Equitable Advisors, LLC news1
Hudson Companies1
J.P. Morgan Securities LLC news1
Key Investment Services LLC1
LPL Enterprise, LLC news1
Milestone Asset Management Group, LLC1
Pfs Investments Inc.1
State Farm Investment Management Corp.1
Wells Fargo Advisors Financial Network, LLC news1
Westmore Asset Management1

Advisors in Pearl River, A to Z

CFP advisors in Pearl River →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Pearl River, NY?

44 investment adviser representatives are registered at firm offices in Pearl River, New York, according to the SEC's Investment Adviser Public Disclosure records. 37 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Pearl River?

Cetera Investment Advisers LLC, with 16 registered advisors in Pearl River, followed by Lifemark Securities Corp. with 6.

How do I check a financial advisor in Pearl River?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.