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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Monroe, NY

Every SEC-registered investment adviser representative at a firm office in Monroe, with the firms that employ the most of them.

The short answer

8 registered advisors work in Monroe; the most are at Wealth Creation Management Group LLC (2). 0 list the CFP designation and 5 are also registered broker representatives.

Firms with the most advisors in Monroe

FirmAdvisors in Monroe
Wealth Creation Management Group LLC2
Cetera Investment Advisers LLC news1
Guardian Wealth Partners, LLC1
Hornor, Townsend & Kent, LLC1
J.P. Morgan Securities LLC news1
LPL Financial LLC news1
Strategic Advisers LLC1

Advisors in Monroe, A to Z

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Other cities in New York

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New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Monroe, NY?

8 investment adviser representatives are registered at firm offices in Monroe, New York, according to the SEC's Investment Adviser Public Disclosure records. 5 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Monroe?

Wealth Creation Management Group LLC, with 2 registered advisors in Monroe, followed by Cetera Investment Advisers LLC with 1.

How do I check a financial advisor in Monroe?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.