Wealth manager, wrap-program sponsor · New York, NY
Guardian Wealth Partners, LLC
SEC-registered investment adviser · CRD 310203 · SEC 801-119560
At a glance
Guardian Wealth Partners, LLC is an SEC-registered investment adviser based in New York, New York, with $191 million in regulatory assets under management as of its Form ADV filed September 2, 2026. Its largest client group by assets is individuals, and it reports 402 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 5,962nd of 8,915 wealth managers and 12,463rd of 17,210 SEC-registered advisers by assets.
Main office 800-879-6934As filed on Form ADV
- Regulatory AUM
- $191M
- Rank among wealth managers
- #5,962 of 8,915
- Rank among all SEC RIAs
- #12,463 of 17,210
- Rank in New York
- #1,935 of 2,591
- Individual clients
- 402
- High-net-worth clients
- 30
- Accounts
- 655
- Discretionary
- 100% of AUM
- Employees
- 75
- Advisory staff
- 75
- Offices
- 8
Owners and executives on its Form ADV
- Joshua Neil HerganGeneral Counsel
- Allen Warren BoggsHead of Product & Supervision
- Marianne Grace CaswellPresident and Elected Member
- Michael John RynikerHead of Operations
- Carly Pritchard MaherElected Member & Chief Operating Officer
- Joseph Michael GalloChief Compliance Officer
- Nancy R DeRussoElected Member
Custody and brokerage
Custodian
Guardian Wealth Partners, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Guardian Wealth Partners, LLC is a hybrid RIA: 39 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Park Avenue Securities LLC.
- Park Avenue Securities LLC ↗CRD 46173
Its Form ADV brochure (filed March 2026) names Park Avenue Securities as the broker-dealer its advisers are registered with.
Certain IARs of PAA are also registered representatives of PAA’s affiliated broker-dealer, Park Avenue Securities LLC (“PAS”) and are considered Hybrid Advisors.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 372 | $105M | 55% |
| High-net-worth individuals | 30 | $87M | 45% |
Disciplinary disclosures
Guardian Wealth Partners, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Guardian Wealth Partners, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 5,900 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Guardian Wealth Partners, LLC manage?
Guardian Wealth Partners, LLC reports $191 million in regulatory assets under management across 655 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 2, 2026.
What kind of firm is Guardian Wealth Partners, LLC?
Guardian Wealth Partners, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Guardian Wealth Partners, LLC’s clients?
By assets, its largest client types are individuals ($105 million, 372 clients); high-net-worth individuals ($87 million, 30 clients).
Does Guardian Wealth Partners, LLC have any disciplinary history?
Guardian Wealth Partners, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Guardian Wealth Partners, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →