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Elected Member & Head of Wealth Management Strategy and Business Operations · Park Avenue Securities LLC

Carly Pritchard Maher

CRD 4003223 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Park Avenue Securities LLC, an SEC-registered broker-dealer firm based in New York, NY with $19.6 billion in regulatory assets, lists Carly Pritchard Maher on its Form ADV as Elected Member & Head of Wealth Management Strategy and Business Operations, a control person. The SEC filings also name Carly at 1 other registered adviser.

Firms and roles

  • Park Avenue Securities LLCElected Member & Head of Wealth Management Strategy and Business OperationsBroker-dealer firm · New York, NY · $20B in regulatory assets
  • Guardian Wealth Partners, LLCElected Member & Chief Operating OfficerWealth manager · New York, NY · $191M in regulatory assets

AtlasMembers

Carly’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

4 more people named with Carly on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carly’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.