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General Counsel · Park Avenue Securities LLC

Joshua Neil Hergan

CRD 4572643 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Park Avenue Securities LLC, an SEC-registered broker-dealer firm based in New York, NY with $19.6 billion in regulatory assets, lists Joshua Neil Hergan on its Form ADV as General Counsel. The SEC filings also name Joshua at 1 other registered adviser.

Firms and roles

AtlasMembers

Joshua’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

4 more people named with Joshua on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joshua’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.