Head of Product & Supervision · Park Avenue Securities LLC
Allen Warren Boggs
CRD 4751363 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Park Avenue Securities LLC, an SEC-registered broker-dealer firm based in New York, NY with $19.6 billion in regulatory assets, lists Allen Warren Boggs on its Form ADV as Head of Product & Supervision, a control person. The SEC filings also name Allen at 1 other registered adviser.
Firms and roles
- Park Avenue Securities LLCHead of Product & SupervisionBroker-dealer firm · New York, NY · $20B in regulatory assets
- Guardian Wealth Partners, LLCHead of Product & SupervisionWealth manager · New York, NY · $191M in regulatory assets
AtlasMembers
Allen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Joshua Neil HerganGeneral Counsel, Park Avenue Securities LLC
- Carly Pritchard MaherElected Member & Head of Wealth Management Strategy and Business Operations, Park Avenue Securities LLC
- Marianne Grace CaswellPresident and Elected Member, Park Avenue Securities LLC
- Michael John RynikerPrincipal Operations Officer, Park Avenue Securities LLC
- Carl DesrochersElected Member, Park Avenue Securities LLC
4 more people named with Allen on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Allen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.