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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Locust Valley, NY

Every SEC-registered investment adviser representative at a firm office in Locust Valley, with the firms that employ the most of them.

20 registered advisors work in Locust Valley; the most are at Platform Technology Partners (9). 0 list the CFP designation and 10 are also registered broker representatives.

Firms with the most advisors in Locust Valley

FirmAdvisors in Locust Valley
Platform Technology Partners9
Bruderman Private Wealth2
Buckram Securities Ltd.2
Ameriprise Financial Services, LLC news1
Equitable Advisors, LLC news1
Morgan Stanley news1
Neuberger Berman Bd LLC1
Osaic Wealth, Inc. news1
Raymond James & Associates, Inc. news1
Wellington Shields & Co., LLC1

Advisors in Locust Valley, A to Z

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Other cities in New York

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New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Locust Valley, NY?

20 investment adviser representatives are registered at firm offices in Locust Valley, New York, according to the SEC's Investment Adviser Public Disclosure records. 10 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Locust Valley?

Platform Technology Partners, with 9 registered advisors in Locust Valley, followed by Bruderman Private Wealth with 2.

How do I check a financial advisor in Locust Valley?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.